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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDB icon
1176
HDFC Bank
HDB
$123B
$4.48M 0.01%
436,592
-11,516
-3% -$100K
MYC
1177
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$4.48M 0.01%
304,532
-22,633
-7% -$327K
DLR icon
1178
Digital Realty Trust
DLR
$72.1B
$4.47M 0.01%
84,321
+30,735
+57% +$1.6M
ACG
1179
DELISTED
AllianceBernstein Income Fund Inc
ACG
$4.47M 0.01%
609,670
-229,359
-27% -$1.69M
ROC
1180
DELISTED
ROCKWOOD HLDGS INC
ROC
$4.47M 0.01%
60,115
+42,281
+237% +$3.12M
NQJ
1181
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$4.47M 0.01%
336,909
-26,047
-7% -$341K
DCT
1182
DELISTED
DCT Industrial Trust Inc.
DCT
$4.47M 0.01%
141,787
+16,556
+13% +$497K
PDLI
1183
DELISTED
PDL BioPharma, Inc.
PDLI
$4.47M 0.01%
537,675
-328,750
-38% -$2.82M
WPC icon
1184
W.P. Carey
WPC
$16.4B
$4.46M 0.01%
75,836
+38,949
+106% +$2.35M
PCN
1185
PIMCO Corporate & Income Strategy Fund
PCN
$878M
$4.46M 0.01%
268,168
+5,552
+2% +$92.3K
AVA icon
1186
Avista
AVA
$3.25B
$4.46M 0.01%
145,355
+23,646
+19% +$687K
MYJ
1187
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$4.45M 0.01%
311,385
-17,837
-5% -$251K
SKM icon
1188
SK Telecom
SKM
$13.4B
$4.45M 0.01%
119,521
-52,319
-30% -$1.91M
LGCY
1189
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$4.44M 0.01%
178,732
+22,322
+14% +$598K
ITT icon
1190
ITT
ITT
$18.2B
$4.43M 0.01%
103,684
+36,120
+53% +$1.53M
MYN icon
1191
BlackRock MuniYield New York Quality Fund
MYN
$374M
$4.43M 0.01%
341,520
-797
-0.2% -$10K
MCA
1192
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$4.42M 0.01%
305,276
-34,420
-10% -$488K
FSD
1193
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$4.42M 0.01%
249,243
-57,703
-19% -$1.02M
DAR icon
1194
Darling Ingredients
DAR
$9.19B
$4.42M 0.01%
220,623
-1,421,111
-87% -$28.5M
BUI icon
1195
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$726M
$4.41M 0.01%
232,547
+76,001
+49% +$1.4M
CHW
1196
Calamos Global Dynamic Income Fund
CHW
$542M
$4.4M 0.01%
489,615
-34,720
-7% -$311K
DWA
1197
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$4.4M 0.01%
165,647
+3,610
+2% +$114K
BBEP
1198
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$4.39M 0.01%
219,818
-26,248
-11% -$533K
TCBI icon
1199
Texas Capital Bancshares
TCBI
$4.35B
$4.39M 0.01%
67,551
-38
-0.1% -$2.35K
DAN icon
1200
Dana Inc
DAN
$3.01B
$4.37M 0.01%
187,937
+119,224
+174% +$2.47M
46 47
48
49 50

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.