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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAA icon
1176
Mid-America Apartment Communities
MAA
$15.6B
$4.27M 0.01%
70,352
+11,905
+20% +$744K
NCP
1177
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
$4.27M 0.01%
320,652
+11,692
+4% +$156K
SFY
1178
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$4.26M 0.01%
315,235
+143,909
+84% +$1.9M
TOO
1179
DELISTED
Teekay Offshore Partners L.P.
TOO
$4.25M 0.01%
128,590
+53,469
+71% +$1.75M
ALSN icon
1180
Allison Transmission
ALSN
$10B
$4.25M 0.01%
153,957
+126,869
+468% +$3.28M
TSM icon
1181
TSMC
TSM
$2.16T
$4.25M 0.01%
243,681
-770
-0.3% -$13.7K
EPB
1182
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$4.25M 0.01%
117,929
+48,950
+71% +$1.92M
CNL
1183
DELISTED
CLECO CRP (HOLDING CO)
CNL
$4.24M 0.01%
90,739
-171,808
-65% -$7.9M
MATX icon
1184
Matsons
MATX
$6.42B
$4.23M 0.01%
162,110
+88,301
+120% +$2.27M
FCT
1185
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$4.21M 0.01%
290,300
-76,647
-21% -$1.1M
WFC.PRL icon
1186
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$4.21M 0.01%
3,806
-6,678
-64% -$7.53M
SSL icon
1187
Sasol
SSL
$7.1B
$4.2M 0.01%
85,029
+29,656
+54% +$1.47M
TCBI icon
1188
Texas Capital Bancshares
TCBI
$4.36B
$4.2M 0.01%
67,589
+31,153
+86% +$1.66M
SCCO icon
1189
Southern Copper
SCCO
$166B
$4.2M 0.01%
157,886
-9,515
-6% -$239K
CW icon
1190
Curtiss-Wright
CW
$28B
$4.19M 0.01%
67,395
-4,574
-6% -$237K
NAC icon
1191
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$4.18M 0.01%
325,185
-26,996
-8% -$342K
NXPI icon
1192
NXP Semiconductors
NXPI
$58.1B
$4.17M 0.01%
90,901
+63,829
+236% +$2.63M
ACAT
1193
DELISTED
Arctic Cat Inc
ACAT
$4.17M 0.01%
73,225
+15,497
+27% +$857K
SI
1194
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$4.17M 0.01%
30,110
+20,785
+223% +$2.68M
NM
1195
DELISTED
Navios Maritime Holdings Inc.
NM
$4.16M 0.01%
37,284
+11,422
+44% +$923K
VVC
1196
DELISTED
Vectren Corporation
VVC
$4.16M 0.01%
117,205
+2,458
+2% +$84.8K
NPBC
1197
DELISTED
NATL PENN BANCSHARES INC
NPBC
$4.16M 0.01%
367,214
-492,885
-57% -$5.25M
GDF
1198
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$4.16M 0.01%
384,104
+66,028
+21% +$727K
BKN
1199
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$4.16M 0.01%
292,031
+11,925
+4% +$163K
CDI
1200
DELISTED
CDI Corp.
CDI
$4.16M 0.01%
224,420
+117,895
+111% +$1.92M
46 47
48
49 50

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.