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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLG icon
1126
SL Green Realty
SLG
$3.86B
$1.5M 0.01%
18,908
-1,466
-7% -$114K
DFP
1127
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$425M
$1.49M 0.01%
57,248
+7,767
+16% +$199K
AQN icon
1128
Algonquin Power & Utilities
AQN
$4.43B
$1.49M 0.01%
108,866
+19,588
+22% +$253K
TSLF
1129
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$1.49M 0.01%
99,204
+13,973
+16% +$208K
JQC icon
1130
Nuveen Credit Strategies Income Fund
JQC
$705M
$1.49M 0.01%
199,053
+88,263
+80% +$673K
CRI icon
1131
Carter's
CRI
$1.48B
$1.49M 0.01%
16,298
-4,166
-20% -$380K
NGG icon
1132
National Grid
NGG
$80.8B
$1.49M 0.01%
31,058
-6,689
-18% -$309K
MASI
1133
DELISTED
Masimo
MASI
$1.49M 0.01%
9,982
-1,262
-11% -$192K
ABB
1134
DELISTED
ABB Ltd
ABB
$1.49M 0.01%
75,495
-15,998
-17% -$305K
SBGI icon
1135
Sinclair Inc
SBGI
$1.07B
$1.48M 0.01%
34,529
-1,715
-5% -$83K
MUH
1136
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$1.47M 0.01%
97,607
+42,521
+77% +$649K
CEO
1137
DELISTED
CNOOC Limited
CEO
$1.47M 0.01%
9,632
+1,213
+14% +$191K
BPL
1138
DELISTED
Buckeye Partners, L.P.
BPL
$1.47M 0.01%
35,692
+1,412
+4% +$58.2K
NBTB icon
1139
NBT Bancorp
NBTB
$2.75B
$1.46M 0.01%
39,936
+2,649
+7% +$97K
SNP
1140
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$1.46M 0.01%
24,872
-4,829
-16% -$299K
TKR icon
1141
Timken Company
TKR
$8.92B
$1.45M 0.01%
33,357
-34,459
-51% -$1.52M
UHAL icon
1142
U-Haul Holding Co
UHAL
$14.7B
$1.45M 0.01%
37,190
-50
-0.1% -$1.85K
PNI
1143
PIMCO New York Municipal Income Fund II
PNI
$76.9M
$1.45M 0.01%
121,271
+7,877
+7% +$92.4K
THS
1144
DELISTED
Treehouse Foods
THS
$1.45M 0.01%
26,079
-1,408
-5% -$77.1K
SR icon
1145
Spire
SR
$4.78B
$1.44M 0.01%
16,529
-4,218
-20% -$355K
KBR icon
1146
KBR
KBR
$4.74B
$1.44M 0.01%
58,514
-7,577
-11% -$192K
ONB icon
1147
Old National Bancorp
ONB
$10.2B
$1.44M 0.01%
83,468
-3,920
-4% -$66.9K
DECK icon
1148
Deckers Outdoor
DECK
$13.3B
$1.43M 0.01%
58,290
-10,338
-15% -$265K
KW
1149
DELISTED
Kennedy-Wilson Holdings
KW
$1.43M 0.01%
65,290
-27,642
-30% -$589K
EEFT icon
1150
Euronet Worldwide
EEFT
$2.73B
$1.43M 0.01%
9,764
+94
+1% +$14.6K
44 45
46
47 48

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CII
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AAMU
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WANY
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.