We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
OPLN
1126
Openlane
OPLN
$4.05B
| $5M | 0.01% |
435,343
+157,563
| +57% | +$1.77M |
|
|
JPI
1127
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
| $4.99M | 0.01% |
+219,015
| New | +$4.97M |
|
|
BTM
1128
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
| $4.99M | 0.01% |
3,747,957
+1,013,208
| +37% | +$1.35M |
|
|
TGP
1129
DELISTED
Teekay LNG Partners L.P.
TGP
| $4.97M | 0.01% |
120,158
+19,280
| +19% | +$789K |
|
|
BRFS
1130
DELISTED
BRF SA
BRFS
| $4.96M | 0.01% |
248,224
-30,640
| -11% | -$561K |
|
|
BRE
1131
DELISTED
BRE PROPERTIES INC CL A
BRE
| $4.95M | 0.01% |
78,891
+65,170
| +475% | +$3.92M |
|
1132
Southern Copper
SCCO
$164B
| $4.94M | 0.01% |
182,982
+25,096
| +16% | +$675K |
|
1133
Precigen
PGEN
$2.46B
| $4.93M | 0.01% |
+196,361
| New | +$5.44M |
|
|
KTF
1134
DWS Municipal Income Trust
KTF
$351M
| $4.92M | 0.01% |
377,100
-55,736
| -13% | -$708K |
|
1135
Franklin Electric
FELE
$4.87B
| $4.88M | 0.01% |
114,723
+452
| +0.4% | +$19K |
|
|
EFOR
1136
Everforth Inc
EFOR
$1.3B
| $4.85M | 0.01% |
125,795
-23,627
| -16% | -$792K |
|
1137
Aecom
ACM
$9.63B
| $4.85M | 0.01% |
150,694
-2,603
| -2% | -$79.3K |
|
|
RAD
1138
DELISTED
Rite Aid Corporation
RAD
| $4.84M | 0.01% |
38,622
-17,269
| -31% | -$2.1M |
|
1139
BlackRock Income Trust
BKT
$339M
| $4.82M | 0.01% |
246,485
-99,505
| -29% | -$1.95M |
|
|
PKO
1140
DELISTED
Pimco Income Opportunity Fund
PKO
| $4.8M | 0.01% |
170,155
-202,813
| -54% | -$5.82M |
|
1141
SiriusXM
SIRI
$10.3B
| $4.8M | 0.01% |
149,912
-27,551
| -16% | -$974K |
|
1142
PLDT
PHI
$4.24B
| $4.8M | 0.01% |
78,626
+2,537
| +3% | +$152K |
|
|
FGP
1143
DELISTED
Ferrellgas Partners, L.P.
FGP
| $4.79M | 0.01% |
207,461
-22,996
| -10% | -$552K |
|
1144
Matsons
MATX
$6.22B
| $4.78M | 0.01% |
193,448
+31,338
| +19% | +$774K |
|
1145
Ovintiv
OVV
$16B
| $4.77M | 0.01% |
44,646
-4,679
| -9% | -$443K |
|
|
NUC
1146
DELISTED
NUVEEN CALIF QUAL INCM MUNI FD
NUC
| $4.77M | 0.01% |
321,980
-22,264
| -6% | -$330K |
|
1147
Prospect Capital
PSEC
$1.09B
| $4.77M | 0.01% |
441,600
-23,311
| -5% | -$258K |
|
|
EFT
1148
Eaton Vance Floating-Rate Income Trust
EFT
$287M
| $4.75M | 0.01% |
302,559
+83,699
| +38% | +$1.3M |
|
1149
Extra Space Storage
EXR
$31.7B
| $4.74M | 0.01% |
97,662
+26,929
| +38% | +$1.25M |
|
1150
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
| $4.72M | 0.01% |
220,000
| – | – |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.