Guggenheim Capital’s Invesco DB US Dollar Index Bullish Fund UUP Stock Holding History

Guggenheim Capital’s Portfolio UUP Stock Details UUP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-12,188	Closed	-$301K	–	2980
2016 Q3	$301K	Sell	12,188 -51,734	-81%	-$1.28M	﹤0.01%	2553
2016 Q2	$1.59M	Sell	63,922 -25,203	-28%	-$617K	0.01%	1720
2016 Q1	$2.19M	Sell	89,125 -7,025	-7%	-$178K	0.01%	1506
2015 Q4	$2.47M	Buy	96,150 +7,527	+8%	+$191K	0.01%	1463
2015 Q3	$2.23M	Buy	88,623 +7,611	+9%	+$192K	0.01%	1512
2015 Q2	$2.03M	Buy	+81,012	New	+$2.04M	0.01%	1757
2014 Q3	–	Sell	-440,800	Closed	-$9.37M	–	3120
2014 Q2	$9.37M	Buy	440,800 +220,800	+100%	+$4.73M	0.02%	881
2014 Q1	$4.72M	Hold	220,000	–	–	0.01%	1151
2013 Q4	$4.73M	Buy	+220,000	New	+$4.76M	0.01%	1118

Other funds holding UUP

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

HAP Trading New York $1.42B AUM 41.92% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

KCM

Kingdon Capital Management New York $976M AUM 66.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Guggenheim Capital's UUP Position: Q4 2016 in Review

Guggenheim Capital sold out of Invesco DB US Dollar Index Bullish Fund (UUP) in Q4 2016, closing a stake of 12,188 shares — an estimated $301K sold.

Guggenheim Capital first reported a position in UUP in Q4 2013 and held it in 9 quarters. The position peaked at $9.37M in Q2 2014. 94 funds tracked by Wall St. Rank hold UUP as of Q4 2016.

Guggenheim Capital reported no remaining Invesco DB US Dollar Index Bullish Fund position as of Q4 2016 after selling out during the quarter.
Guggenheim Capital sold 12,188 Invesco DB US Dollar Index Bullish Fund shares in Q4 2016, an estimated $301K.
Guggenheim Capital first reported a position in Invesco DB US Dollar Index Bullish Fund in Q4 2013 and held it in 9 quarters.
Guggenheim Capital's Invesco DB US Dollar Index Bullish Fund position peaked at $9.37M in Q2 2014.
94 funds tracked by Wall St. Rank held Invesco DB US Dollar Index Bullish Fund as of Q4 2016.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.