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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
X
1126
CALL
DELISTED
US Steel
X
| $4.66M | 0.01% |
+158,000
| New | +$4.07M |
|
1127
Compass Minerals
CMP
$1.21B
| $4.65M | 0.01% |
58,071
+5,041
| +10% | +$378K |
|
|
ACH
1128
Accendra Health
ACH
$261M
| $4.65M | 0.01% |
127,093
+6,023
| +5% | +$221K |
|
|
BXMX
1129
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $4.64M | 0.01% |
369,420
+14,840
| +4% | +$184K |
|
|
MCA
1130
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
| $4.63M | 0.01% |
339,696
+32,456
| +11% | +$443K |
|
|
PPLT
1131
abrdn Physical Platinum Shares ETF
PPLT
$2B
| $4.63M | 0.01% |
345,560
-78,720
| -19% | -$1.08M |
|
|
UCB
1132
United Community Banks
UCB
$4.29B
| $4.6M | 0.01% |
259,247
+174,670
| +207% | +$2.89M |
|
1133
ManpowerGroup
MAN
$2.52B
| $4.6M | 0.01% |
53,551
-14,862
| -22% | -$1.19M |
|
1134
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
| $4.59M | 0.01% |
381,278
-88,317
| -19% | -$1.07M |
|
1135
CALL
American Airlines Group
AAL
$10.6B
| $4.59M | 0.01% |
+181,600
| New | +$4.68M |
|
1136
HCA Healthcare
HCA
$88B
| $4.58M | 0.01% |
96,090
-118,912
| -55% | -$5.5M |
|
1137
PLDT
PHI
$4.27B
| $4.57M | 0.01% |
76,089
+17,104
| +29% | +$1.09M |
|
|
SD
1138
DELISTED
SANDRIDGE ENERGY, INC.
SD
| $4.57M | 0.01% |
752,289
+633,703
| +534% | +$3.79M |
|
|
CLDT
1139
Chatham Lodging
CLDT
$614M
| $4.57M | 0.01% |
222,964
+8,913
| +4% | +$177K |
|
1140
Icon
ICLR
$12.2B
| $4.56M | 0.01% |
112,805
+81,044
| +255% | +$3.22M |
|
|
BNA
1141
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
| $4.56M | 0.01% |
469,680
-10,159
| -2% | -$99.7K |
|
|
LTM
1142
DELISTED
LIFE TIME FITNESS INC
LTM
| $4.54M | 0.01% |
96,620
+49,869
| +107% | +$2.39M |
|
|
HQCL
1143
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
| $4.53M | 0.01% |
163,349
-14,410
| -8% | -$580K |
|
1144
Ligand Pharmaceuticals
LGND
$5.85B
| $4.52M | 0.01% |
+137,820
| New | +$4.49M |
|
1145
Compañía de Minas Buenaventura
BVN
$7.74B
| $4.52M | 0.01% |
402,478
+164,259
| +69% | +$2.03M |
|
1146
Aecom
ACM
$9.61B
| $4.51M | 0.01% |
153,297
+69,313
| +83% | +$2.1M |
|
1147
Navios Maritime Partners
NMM
$2.31B
| $4.51M | 0.01% |
15,724
+7,444
| +90% | +$1.83M |
|
|
MYC
1148
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
| $4.51M | 0.01% |
327,165
+38,246
| +13% | +$537K |
|
|
MYJ
1149
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
| $4.5M | 0.01% |
329,222
-7,192
| -2% | -$96.9K |
|
|
GGN
1150
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$770M
| $4.48M | 0.01% |
497,121
-85,892
| -15% | -$850K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.