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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
Copa Holdings
CPA
$6.16B
| $4.72M | 0.02% |
34,072
+14,764
| +76% | +$2.02M |
|
|
GOLD
1127
DELISTED
Randgold Resources Ltd
GOLD
| $4.72M | 0.02% |
67,039
-1,906
| -3% | -$136K |
|
1128
Liberty Global Class C
LBTYK
$3.51B
| $4.72M | 0.02% |
153,276
-143,236
| -48% | -$4.3M |
|
|
NUC
1129
DELISTED
NUVEEN CALIF QUAL INCM MUNI FD
NUC
| $4.71M | 0.02% |
329,638
-18,342
| -5% | -$262K |
|
1130
PUT
Lamar Advertising Co
LAMR
$16B
| $4.71M | 0.02% |
100,000
+94,100
| +1,595% | +$4.15M |
|
1131
Eldorado Gold
EGO
$9.37B
| $4.69M | 0.02% |
139,523
+5,869
| +4% | +$223K |
|
1132
Nuveen Real Estate Income Fund
JRS
$247M
| $4.68M | 0.02% |
443,430
-50,931
| -10% | -$564K |
|
|
PDT
1133
John Hancock Premium Dividend Fund
PDT
$626M
| $4.67M | 0.02% |
390,546
+67,683
| +21% | +$851K |
|
|
NS
1134
DELISTED
NuStar Energy L.P.
NS
| $4.67M | 0.02% |
116,478
+6,301
| +6% | +$267K |
|
|
MUE
1135
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
| $4.67M | 0.02% |
370,379
-71,303
| -16% | -$888K |
|
|
VRE
1136
DELISTED
Veris Residential
VRE
| $4.65M | 0.02% |
211,972
-100,927
| -32% | -$2.3M |
|
|
MYJ
1137
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
| $4.65M | 0.02% |
336,414
-32,585
| -9% | -$447K |
|
1138
NorthWestern Energy
NWE
$4.21B
| $4.64M | 0.02% |
103,231
+23,567
| +30% | +$986K |
|
|
MYF
1139
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
| $4.64M | 0.02% |
335,783
-58,855
| -15% | -$790K |
|
1140
Highwoods Properties
HIW
$3.58B
| $4.6M | 0.02% |
130,304
+6,531
| +5% | +$232K |
|
|
MHY
1141
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
| $4.59M | 0.02% |
807,007
-207,105
| -20% | -$1.16M |
|
1142
CALL
Salesforce
CRM
$157B
| $4.59M | 0.02% |
+87,500
| New | +$3.97M |
|
|
CHW
1143
Calamos Global Dynamic Income Fund
CHW
$541M
| $4.57M | 0.02% |
537,378
+109,888
| +26% | +$924K |
|
1144
Camden Property Trust
CPT
$11B
| $4.57M | 0.02% |
74,436
-12,652
| -15% | -$851K |
|
1145
Invesco Municipal Trust
VKQ
$545M
| $4.57M | 0.02% |
390,898
-432,555
| -53% | -$5.01M |
|
|
UMPQ
1146
DELISTED
Umpqua Holdings Corp
UMPQ
| $4.56M | 0.02% |
281,391
+232,732
| +478% | +$3.84M |
|
1147
EPR Properties
EPR
$4.63B
| $4.56M | 0.02% |
93,515
-29,875
| -24% | -$1.51M |
|
|
NVC
1148
DELISTED
NUVEEN CALIF SELECT QUAL MUNI
NVC
| $4.52M | 0.02% |
323,794
-15,611
| -5% | -$218K |
|
|
MDR
1149
DELISTED
McDermott International
MDR
| $4.5M | 0.02% |
201,723
-1,577,215
| -89% | -$37.4M |
|
1150
Horace Mann Educators
HMN
$2.11B
| $4.5M | 0.02% |
158,518
-6,261
| -4% | -$171K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.