We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCC
1101
DELISTED
Calgon Carbon Corp
CCC
$4.97M 0.02%
261,763
+13,809
+6% +$247K
WPM icon
1102
Wheaton Precious Metals
WPM
$56.7B
$4.97M 0.02%
200,475
-74,286
-27% -$1.77M
GPOR
1103
DELISTED
Gulfport Energy Corp.
GPOR
$4.95M 0.02%
76,954
+54,474
+242% +$3.05M
QIHU
1104
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$4.93M 0.02%
59,246
+10,237
+21% +$719K
SWI
1105
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$4.91M 0.02%
140,036
-1,284
-0.9% -$50.2K
CLMT icon
1106
Calumet Specialty Products
CLMT
$3.54B
$4.9M 0.02%
179,536
+1,422
+0.8% +$44.7K
FIRE
1107
DELISTED
SOURCEFIRE INC COM STK
FIRE
$4.9M 0.02%
64,508
+41,497
+180% +$2.97M
WCG
1108
DELISTED
Wellcare Health Plans, Inc.
WCG
$4.89M 0.02%
70,055
+2,220
+3% +$142K
NZH
1109
DELISTED
Nuveen Calif Div
NZH
$4.89M 0.02%
419,516
-61,203
-13% -$709K
GWR
1110
DELISTED
Genesee & Wyoming Inc.
GWR
$4.88M 0.02%
52,533
-32,633
-38% -$2.95M
ABB
1111
DELISTED
ABB Ltd
ABB
$4.88M 0.02%
206,880
+26,559
+15% +$599K
BYM
1112
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$4.87M 0.02%
358,480
+19,926
+6% +$259K
UAL icon
1113
United Airlines
UAL
$43.4B
$4.87M 0.02%
158,432
+94,575
+148% +$3.04M
HRI icon
1114
Herc Holdings
HRI
$5.64B
$4.85M 0.02%
72,810
+47,823
+191% +$3.67M
PICB icon
1115
Invesco International Corporate Bond ETF
PICB
$362M
$4.84M 0.02%
165,762
+34,912
+27% +$989K
TAL
1116
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$4.84M 0.02%
103,608
-70,578
-41% -$3.05M
FLOT icon
1117
iShares Floating Rate Bond ETF
FLOT
$10.3B
$4.84M 0.02%
95,467
+54,831
+135% +$2.78M
FHI icon
1118
Federated Hermes
FHI
$4.82B
$4.8M 0.02%
176,929
-62,806
-26% -$1.79M
CHTR icon
1119
Charter Communications
CHTR
$17.9B
$4.8M 0.02%
35,614
+24,435
+219% +$3.1M
CTCM
1120
DELISTED
CTC MEDIA INC COM STK
CTCM
$4.79M 0.02%
455,655
+44,245
+11% +$501K
RVT icon
1121
Royce Value Trust
RVT
$2.29B
$4.78M 0.02%
321,626
-48,006
-13% -$699K
MYN icon
1122
BlackRock MuniYield New York Quality Fund
MYN
$375M
$4.77M 0.02%
384,878
+11,379
+3% +$141K
NQJ
1123
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$4.76M 0.02%
370,462
-33,397
-8% -$429K
BNA
1124
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$4.75M 0.02%
479,839
+6,265
+1% +$61.4K
ACOR
1125
DELISTED
Acorda Therapeutics
ACOR
$4.75M 0.02%
1,153
+237
+26% +$1.02M
43 44
45
46 47

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.