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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAN icon
1076
ManpowerGroup
MAN
$2.55B
$5.46M 0.01%
80,151
+39,407
+97% +$2.62M
VGI
1077
Virtus Global Multi-Sector Income Fund
VGI
$82.2M
$5.44M 0.01%
343,474
-18,225
-5% -$302K
BUD icon
1078
AB InBev
BUD
$167B
$5.44M 0.01%
48,421
+1,666
+4% +$185K
SR icon
1079
Spire
SR
$4.7B
$5.44M 0.01%
102,172
+17,962
+21% +$903K
HNW
1080
DELISTED
Pioneer Diversified High Income Fund
HNW
$5.42M 0.01%
305,276
-43,724
-13% -$828K
OPLN
1081
Openlane
OPLN
$4.24B
$5.41M 0.01%
412,723
-737,004
-64% -$8.93M
ULQ
1082
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$5.41M 0.01%
108,400
– –
CIG icon
1083
CEMIG Preferred Shares
CIG
$6.15B
$5.41M 0.01%
2,134,945
-3,092,487
-59% -$8.77M
GES
1084
DELISTED
Guess Inc
GES
$5.41M 0.01%
256,669
-133,334
-34% -$2.85M
AVK
1085
Advent Convertible and Income Fund
AVK
$562M
$5.41M 0.01%
339,570
-76,034
-18% -$1.25M
SSI
1086
DELISTED
Stage Stores Inc
SSI
$5.39M 0.01%
260,423
+173,736
+200% +$3.13M
YPF icon
1087
YPF
YPF
$19.5B
$5.39M 0.01%
203,608
-38,323
-16% -$1.19M
FLC
1088
Flaherty & Crumrine Total Return Fund
FLC
$176M
$5.38M 0.01%
271,830
-99,976
-27% -$2.03M
PHI icon
1089
PLDT
PHI
$4.26B
$5.37M 0.01%
84,848
-7,658
-8% -$508K
TK icon
1090
Teekay
TK
$977M
$5.36M 0.01%
105,321
-7,814
-7% -$425K
CHTR icon
1091
Charter Communications
CHTR
$18.3B
$5.35M 0.01%
32,113
+77
+0.2% +$12.2K
EPC icon
1092
Edgewell Personal Care
EPC
$1.31B
$5.35M 0.01%
56,132
+9,026
+19% +$830K
CHL
1093
DELISTED
China Mobile Limited
CHL
$5.33M 0.01%
90,656
-53,069
-37% -$3.18M
CHD icon
1094
Church & Dwight Co
CHD
$24.4B
$5.33M 0.01%
135,166
+5,946
+5% +$220K
CTF
1095
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$5.33M 0.01%
320,864
-55,746
-15% -$828K
CLVS
1096
DELISTED
Clovis Oncology, Inc.
CLVS
$5.32M 0.01%
95,001
+9,814
+12% +$516K
SAVE
1097
DELISTED
Spirit Airlines, Inc.
SAVE
$5.31M 0.01%
70,201
-26,509
-27% -$1.9M
ACAS
1098
DELISTED
American Capital Ltd
ACAS
$5.3M 0.01%
362,874
+70,442
+24% +$1.03M
KITE
1099
DELISTED
Kite Pharma, Inc.
KITE
$5.24M 0.01%
+90,883
New +$3.83M
BMS
1100
DELISTED
Bemis
BMS
$5.24M 0.01%
115,857
-635,858
-85% -$25.6M
42 43
44
45 46

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.