We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEGR
1076
DELISTED
Aegerion Pharmaceuticals
AEGR
$5.22M 0.02%
60,960
+7,298
+14% +$619K
MUJ icon
1077
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$5.22M 0.02%
387,214
-39,604
-9% -$530K
HMA
1078
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$5.21M 0.02%
407,084
+186,153
+84% +$2.59M
ACAD icon
1079
Acadia Pharmaceuticals
ACAD
$4.39B
$5.19M 0.02%
189,058
-106,814
-36% -$2.23M
SRPT icon
1080
Sarepta Therapeutics
SRPT
$1.68B
$5.16M 0.02%
109,229
-4,611
-4% -$178K
HDB icon
1081
HDFC Bank
HDB
$124B
$5.16M 0.02%
669,896
-21,968
-3% -$181K
PSF icon
1082
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
$5.14M 0.02%
214,534
-38,343
-15% -$952K
FGP
1083
DELISTED
Ferrellgas Partners, L.P.
FGP
$5.12M 0.02%
229,868
+36,379
+19% +$815K
PVR
1084
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$5.12M 0.02%
221,650
+4,297
+2% +$107K
IAF
1085
abrdn Australia Equity Fund
IAF
$123M
$5.11M 0.02%
164,858
+6,881
+4% +$213K
PVTB
1086
DELISTED
PrivateBancorp Inc
PVTB
$5.1M 0.02%
238,356
+26,625
+13% +$610K
VVR icon
1087
Invesco Senior Income Trust
VVR
$457M
$5.1M 0.02%
971,016
+218,878
+29% +$1.15M
AJG icon
1088
Arthur J. Gallagher & Co
AJG
$63.5B
$5.09M 0.02%
116,683
+13,803
+13% +$606K
SPXX icon
1089
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$338M
$5.09M 0.02%
376,977
+42,273
+13% +$590K
SPH icon
1090
Suburban Propane Partners
SPH
$1.25B
$5.08M 0.02%
108,648
-23,135
-18% -$1.08M
SOHU
1091
Sohu.com
SOHU
$364M
$5.08M 0.02%
64,414
+12,034
+23% +$790K
HSNI
1092
DELISTED
HSN, Inc.
HSNI
$5.08M 0.02%
94,702
+630
+0.7% +$36.1K
MVF
1093
DELISTED
BlackRock MuniVest Fund
MVF
$5.04M 0.02%
540,099
-100,375
-16% -$933K
WTS icon
1094
Watts Water Technologies
WTS
$11.7B
$5.04M 0.02%
89,335
+2,348
+3% +$125K
LNN icon
1095
Lindsay Corp
LNN
$1.15B
$5.01M 0.02%
61,438
+1,757
+3% +$137K
CLH icon
1096
Clean Harbors
CLH
$16.4B
$5.01M 0.02%
85,374
+1,395
+2% +$77.8K
FELE icon
1097
Franklin Electric
FELE
$4.73B
$5M 0.02%
126,902
+4,952
+4% +$186K
TDG icon
1098
TransDigm Group
TDG
$71.9B
$4.99M 0.02%
35,989
+32,758
+1,014% +$4.66M
MHN
1099
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$4.98M 0.02%
386,872
+16,968
+5% +$218K
MAN icon
1100
ManpowerGroup
MAN
$2.52B
$4.98M 0.02%
68,413
-3,391
-5% -$227K
42 43
44
45 46

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.