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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MITT
1051
TPG Mortgage Investment Trust
MITT
$224M
| $5.81M | 0.02% |
110,650
-4,981
| -4% | -$256K |
|
|
WCN
1052
Waste Connections
WCN
$41.5B
| $5.78M | 0.02% |
197,510
+117,069
| +146% | +$3.33M |
|
|
SCD
1053
LMP Capital and Income Fund
SCD
$359M
| $5.76M | 0.02% |
357,709
-25,795
| -7% | -$408K |
|
1054
BlackRock Limited Duration Income Trust
BLW
$491M
| $5.75M | 0.02% |
335,581
+32,877
| +11% | +$567K |
|
1055
NetEase
NTES
$82B
| $5.66M | 0.02% |
420,555
+57,180
| +16% | +$826K |
|
|
BYM
1056
DELISTED
BlackRock Municipal Income Quality Trust
BYM
| $5.64M | 0.02% |
416,641
+11,676
| +3% | +$157K |
|
1057
Insight Enterprises
NSIT
$4.24B
| $5.64M | 0.02% |
224,533
+5,163
| +2% | +$119K |
|
|
ACOR
1058
DELISTED
Acorda Therapeutics
ACOR
| $5.64M | 0.02% |
1,239
-173
| -12% | -$699K |
|
1059
AGCO
AGCO
$7.27B
| $5.62M | 0.02% |
101,903
-21,133
| -17% | -$1.13M |
|
1060
NorthWestern Energy
NWE
$4.25B
| $5.6M | 0.02% |
118,052
-37,248
| -24% | -$1.68M |
|
1061
Compass Minerals
CMP
$1.26B
| $5.6M | 0.02% |
67,828
+9,757
| +17% | +$806K |
|
|
KEYW
1062
DELISTED
The KEYW Holding Corporation
KEYW
| $5.59M | 0.02% |
298,644
+61,261
| +26% | +$1.11M |
|
1063
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.03B
| $5.58M | 0.02% |
552,367
-35,695
| -6% | -$360K |
|
1064
Reliance Steel & Aluminium
RS
$21.5B
| $5.58M | 0.02% |
78,945
+32,735
| +71% | +$2.34M |
|
1065
Henry Schein
HSIC
$10.2B
| $5.56M | 0.02% |
118,873
-36,950
| -24% | -$1.69M |
|
1066
Universal Corp
UVV
$1.3B
| $5.56M | 0.02% |
99,487
-590
| -0.6% | -$32.3K |
|
1067
Vipshop
VIPS
$7.46B
| $5.54M | 0.02% |
371,070
-47,310
| -11% | -$563K |
|
1068
Acacia Research
ACTG
$439M
| $5.49M | 0.02% |
359,134
-21,798
| -6% | -$317K |
|
|
BGH
1069
Barings Global Short Duration High Yield Fund
BGH
$286M
| $5.48M | 0.02% |
228,497
+207,215
| +974% | +$4.94M |
|
|
GDF
1070
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
| $5.47M | 0.02% |
499,442
+115,338
| +30% | +$1.26M |
|
|
PVTB
1071
DELISTED
PrivateBancorp Inc
PVTB
| $5.47M | 0.02% |
179,435
-12,746
| -7% | -$370K |
|
1072
Banco Santander Chile
BSAC
$16.6B
| $5.47M | 0.02% |
233,272
-50,822
| -18% | -$1.1M |
|
|
ARIA
1073
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $5.46M | 0.02% |
677,369
+121,339
| +22% | +$945K |
|
|
YOKU
1074
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
| $5.44M | 0.02% |
194,000
+27,561
| +17% | +$857K |
|
1075
Acadia Pharmaceuticals
ACAD
$4.93B
| $5.43M | 0.02% |
223,229
+26,824
| +14% | +$679K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.