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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDT
1051
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$5.4M 0.02%
+584,221
New +$6.68M
AJG icon
1052
Arthur J. Gallagher & Co
AJG
$63.6B
$5.4M 0.02%
115,009
-1,674
-1% -$77.7K
GRA
1053
DELISTED
W.R. Grace & Co.
GRA
$5.4M 0.02%
54,579
+8,343
+18% +$776K
BPO
1054
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
$5.39M 0.02%
279,973
-487,664
-64% -$9.29M
NPM
1055
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$5.38M 0.02%
428,360
-62,263
-13% -$783K
AVGO icon
1056
Broadcom
AVGO
$1.99T
$5.38M 0.02%
1,016,360
-281,280
-22% -$1.29M
TIBX
1057
DELISTED
TIBCO SOFTWARE INC
TIBX
$5.37M 0.02%
237,416
-146,860
-38% -$3.59M
WBK
1058
DELISTED
Westpac Banking Corporation
WBK
$5.35M 0.02%
184,190
+40,487
+28% +$1.24M
BP icon
1059
BP
BP
$109B
$5.35M 0.02%
134,459
-306,102
-69% -$11.4M
LAMR icon
1060
Lamar Advertising Co
LAMR
$16.1B
$5.34M 0.02%
102,152
-148,796
-59% -$7.27M
IGTE
1061
DELISTED
IGATE CORPORATION
IGTE
$5.33M 0.02%
132,815
+43,042
+48% +$1.43M
BHP icon
1062
BHP
BHP
$222B
$5.32M 0.02%
92,232
+60,634
+192% +$3.51M
AAP icon
1063
Advance Auto Parts
AAP
$3.55B
$5.3M 0.02%
47,849
-50,308
-51% -$4.99M
FGP
1064
DELISTED
Ferrellgas Partners, L.P.
FGP
$5.29M 0.02%
230,457
+589
+0.3% +$13.6K
FSD
1065
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$5.29M 0.02%
306,946
-58,427
-16% -$1.02M
SLF icon
1066
Sun Life Financial
SLF
$45.6B
$5.28M 0.02%
149,357
+20,366
+16% +$693K
JHS
1067
John Hancock Income Securities Trust
JHS
$127M
$5.27M 0.02%
368,510
-104,721
-22% -$1.47M
CPHD
1068
DELISTED
Cepheid Inc
CPHD
$5.26M 0.02%
112,706
-21,722
-16% -$921K
CWEN icon
1069
Clearway Energy Class C
CWEN
$4.94B
$5.24M 0.02%
+261,758
New +$4.67M
EFOR
1070
Everforth Inc
EFOR
$1.26B
$5.22M 0.02%
149,422
-33,142
-18% -$1.1M
PSEC icon
1071
Prospect Capital
PSEC
$1.13B
$5.22M 0.02%
464,911
+158,765
+52% +$1.79M
MWA icon
1072
Mueller Water Products
MWA
$4.16B
$5.19M 0.02%
554,239
+63,034
+13% +$538K
TAL
1073
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$5.19M 0.02%
90,542
-13,066
-13% -$673K
KTF
1074
DWS Municipal Income Trust
KTF
$350M
$5.19M 0.02%
432,836
-85,674
-17% -$1.02M
BLW icon
1075
BlackRock Limited Duration Income Trust
BLW
$492M
$5.18M 0.02%
302,704
-386,805
-56% -$6.5M
41 42
43
44 45

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.