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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVV
1026
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$7.23M 0.02%
495,748
-89,645
-15% -$1.35M
LECO icon
1027
Lincoln Electric
LECO
$15.1B
$7.21M 0.02%
104,345
-15,639
-13% -$1.09M
ICLR icon
1028
Icon
ICLR
$12.1B
$7.21M 0.02%
125,883
+43,844
+53% +$2.26M
DYN
1029
DELISTED
Dynegy, Inc.
DYN
$7.2M 0.02%
249,330
+221,216
+787% +$6.57M
CLMT icon
1030
Calumet Specialty Products
CLMT
$3.62B
$7.19M 0.02%
261,814
+15,557
+6% +$470K
GG
1031
DELISTED
Goldcorp Inc
GG
$7.16M 0.02%
310,762
-21,904
-7% -$589K
EVF
1032
Eaton Vance Senior Income Trust
EVF
$90.7M
$7.1M 0.02%
1,090,806
-150,045
-12% -$1M
JBHT icon
1033
JB Hunt Transport Services
JBHT
$25.8B
$7.1M 0.02%
95,876
-6,051
-6% -$459K
NPM
1034
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$7.09M 0.02%
515,321
+21,123
+4% +$288K
ALKS icon
1035
Alkermes
ALKS
$8.33B
$7.07M 0.02%
165,001
+11,037
+7% +$495K
IHY icon
1036
VanEck International High Yield Bond ETF
IHY
$43.2M
$7.06M 0.02%
266,977
+59,302
+29% +$1.62M
MATV icon
1037
Mativ Holdings
MATV
$507M
$7.03M 0.02%
170,107
+40,476
+31% +$1.73M
SOL
1038
DELISTED
Emeren Group
SOL
$7.03M 0.02%
468,578
-468,490
-50% -$6.54M
OPK icon
1039
Opko Health
OPK
$978M
$7.02M 0.02%
825,103
+13,734
+2% +$121K
AVK
1040
Advent Convertible and Income Fund
AVK
$562M
$7.02M 0.02%
415,604
-7,031
-2% -$128K
BRW
1041
Saba Capital Income & Opportunities Fund
BRW
$339M
$6.99M 0.02%
635,362
+32,692
+5% +$364K
ICPT
1042
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$6.99M 0.02%
29,510
+2,647
+10% +$675K
LGCY
1043
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$6.98M 0.02%
235,276
+7,518
+3% +$228K
SANM icon
1044
Sanmina
SANM
$11.1B
$6.95M 0.02%
333,161
+157,151
+89% +$3.66M
CHW
1045
Calamos Global Dynamic Income Fund
CHW
$542M
$6.95M 0.02%
749,490
+120,344
+19% +$1.15M
SGEN
1046
DELISTED
Seagen Inc. Common Stock
SGEN
$6.93M 0.02%
186,298
+15,132
+9% +$595K
HNW
1047
DELISTED
Pioneer Diversified High Income Fund
HNW
$6.91M 0.02%
349,000
-11,740
-3% -$244K
SRC
1048
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$6.87M 0.02%
139,611
-20,916
-13% -$1.08M
PDLI
1049
DELISTED
PDL BioPharma, Inc.
PDLI
$6.86M 0.02%
918,860
-475,485
-34% -$4.41M
AER icon
1050
AerCap
AER
$24.4B
$6.86M 0.02%
167,762
+91,656
+120% +$4.17M
40 41
42
43 44

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.