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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDE
1001
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$6.59M 0.02%
375,082
+96,746
+35% +$1.64M
NPSP
1002
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$6.58M 0.02%
219,909
+25,746
+13% +$887K
SMG icon
1003
ScottsMiracle-Gro
SMG
$3.85B
$6.57M 0.02%
107,124
+12,292
+13% +$730K
MGU
1004
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$6.54M 0.02%
278,389
+20,244
+8% +$459K
GDO
1005
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$6.54M 0.02%
359,539
-106,501
-23% -$1.93M
ISD
1006
PGIM High Yield Bond Fund
ISD
$420M
$6.51M 0.02%
+360,035
New +$6.4M
LSI
1007
DELISTED
Life Storage, Inc.
LSI
$6.48M 0.02%
132,380
+38,786
+41% +$1.81M
ERC
1008
Allspring Multi-Sector Income Fund
ERC
$258M
$6.46M 0.02%
445,701
-133,241
-23% -$1.92M
OCSL icon
1009
Oaktree Specialty Lending
OCSL
$1.06B
$6.46M 0.02%
227,608
+164,929
+263% +$4.7M
GM icon
1010
CALL
General Motors
GM
$78.2B
$6.45M 0.02%
187,500
+137,500
+275% +$5.05M
UMPQ
1011
DELISTED
Umpqua Holdings Corp
UMPQ
$6.45M 0.02%
345,879
-231,624
-40% -$4.2M
CPT icon
1012
Camden Property Trust
CPT
$11.1B
$6.44M 0.02%
95,681
+23,501
+33% +$1.5M
MEMP
1013
DELISTED
Memorial Production Partners LP Common Units
MEMP
$6.44M 0.02%
285,901
+53,128
+23% +$1.17M
CYH icon
1014
Community Health Systems
CYH
$416M
$6.44M 0.02%
198,816
+95,354
+92% +$3.15M
MEG
1015
DELISTED
Media General, Inc
MEG
$6.43M 0.02%
350,235
+334,826
+2,173% +$6.17M
NMM icon
1016
Navios Maritime Partners
NMM
$2.23B
$6.43M 0.02%
21,992
+6,268
+40% +$1.72M
IM
1017
DELISTED
Ingram Micro
IM
$6.41M 0.02%
216,742
+41,609
+24% +$1.12M
SMM
1018
DELISTED
Salient Midstream & MLP Fund
SMM
$6.4M 0.02%
263,692
+34,135
+15% +$822K
VIV icon
1019
Telefônica Brasil
VIV
$19.5B
$6.4M 0.02%
301,411
-86,412
-22% -$1.66M
TCOM icon
1020
Trip.com Group
TCOM
$28.9B
$6.38M 0.02%
253,106
+33,232
+15% +$762K
XHB icon
1021
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$6.38M 0.02%
108,114
+103,414
+2,200% +$3.36M
BCH icon
1022
Banco de Chile
BCH
$21B
$6.36M 0.02%
284,638
+9,482
+3% +$216K
NAD icon
1023
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$6.36M 0.02%
475,025
-13,742
-3% -$184K
BRW
1024
Saba Capital Income & Opportunities Fund
BRW
$343M
$6.32M 0.02%
545,009
-30,794
-5% -$360K
SEMG
1025
DELISTED
SEMGROUP CORPORATION
SEMG
$6.32M 0.02%
96,241
-15,054
-14% -$957K
39 40
41
42 43

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.