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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPK icon
1001
Opko Health
OPK
$978M
$6.17M 0.02%
700,425
-92,422
-12% -$741K
GGN
1002
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$773M
$6.16M 0.02%
583,013
-32,781
-5% -$351K
SIRI icon
1003
SiriusXM
SIRI
$10.4B
$6.14M 0.02%
158,651
-4,177
-3% -$155K
MDCO
1004
DELISTED
Medicines Co
MDCO
$6.12M 0.02%
182,652
+47,229
+35% +$1.5M
BCE icon
1005
BCE
BCE
$20.5B
$6.12M 0.02%
143,013
+60,316
+73% +$2.51M
IAE
1006
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.7M
$6.11M 0.02%
455,588
-67,391
-13% -$881K
CHT icon
1007
Chunghwa Telecom
CHT
$32.5B
$6.1M 0.02%
193,224
-106,910
-36% -$3.41M
HLF icon
1008
Herbalife
HLF
$1.33B
$6.08M 0.02%
174,300
+26,540
+18% +$821K
HPI
1009
John Hancock Preferred Income Fund
HPI
$432M
$6.08M 0.02%
315,439
+215,392
+215% +$4.18M
IJH icon
1010
iShares Core S&P Mid-Cap ETF
IJH
$126B
$6.06M 0.02%
244,040
-9,570
-4% -$234K
THI
1011
DELISTED
TIM HORTONS INC COM, CANADA
THI
$6.05M 0.02%
104,256
+59,256
+132% +$3.36M
YHOO
1012
PUT
DELISTED
Yahoo Inc
YHOO
$6.04M 0.02%
180,000
+30,000
+20% +$848K
EFOR
1013
Everforth Inc
EFOR
$1.26B
$6.04M 0.02%
182,564
-15,757
-8% -$489K
AUY
1014
DELISTED
Yamana Gold, Inc.
AUY
$6.03M 0.02%
579,709
-43,182
-7% -$455K
TCOM icon
1015
Trip.com Group
TCOM
$29.5B
$6.03M 0.02%
206,276
-30,490
-13% -$656K
BOE icon
1016
BlackRock Enhanced Global Dividend Trust
BOE
$682M
$5.99M 0.02%
427,937
+52,389
+14% +$726K
HSIC icon
1017
Henry Schein
HSIC
$10.2B
$5.97M 0.02%
146,745
-95,584
-39% -$3.87M
BRK.A icon
1018
Berkshire Hathaway Class A
BRK.A
$1.11T
$5.96M 0.02%
35
-13
-27% -$2.25M
RQI icon
1019
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$5.95M 0.02%
609,260
-48,869
-7% -$501K
CF icon
1020
PUT
CF Industries
CF
$18.1B
$5.95M 0.02%
+141,000
New +$5.4M
NPSP
1021
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$5.94M 0.02%
186,875
-152,138
-45% -$3.49M
MYGN icon
1022
Myriad Genetics
MYGN
$303M
$5.92M 0.02%
251,705
+55,277
+28% +$1.57M
NEA icon
1023
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$5.86M 0.02%
469,595
-82,540
-15% -$1.01M
LPT
1024
DELISTED
Liberty Property Trust
LPT
$5.85M 0.02%
164,352
+39,795
+32% +$1.46M
PPLT
1025
abrdn Physical Platinum Shares ETF
PPLT
$2B
$5.83M 0.02%
424,280
-20,650
-5% -$294K
39 40
41
42 43

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.