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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALM icon
976
Cal-Maine
CALM
$3.98B
$5.2M 0.01%
117,802
-36,293
-24% -$1.44M
DLX icon
977
Deluxe
DLX
$1.24B
$5.19M 0.01%
72,504
+15,563
+27% +$1.04M
EOD
978
Allspring Global Dividend Opportunity Fund
EOD
$284M
$5.18M 0.01%
950,631
-313,968
-25% -$1.7M
NML
979
Neuberger Energy Infrastructure and Income Fund Inc
NML
$578M
$5.18M 0.01%
551,337
+44,014
+9% +$398K
SIX
980
DELISTED
Six Flags Entertainment Corp.
SIX
$5.18M 0.01%
86,345
+58,873
+214% +$3.29M
BHE icon
981
Benchmark Electronics
BHE
$3.07B
$5.16M 0.01%
169,165
+1,490
+0.9% +$40.8K
PMO
982
Franklin Municipal Opportunities Trust
PMO
$280M
$5.15M 0.01%
431,139
+23,875
+6% +$293K
SCAI
983
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$5.14M 0.01%
111,198
-70,157
-39% -$3.13M
HA
984
DELISTED
Hawaiian Holdings, Inc.
HA
$5.13M 0.01%
90,065
+36,202
+67% +$1.85M
RYAAY icon
985
Ryanair
RYAAY
$31.2B
$5.13M 0.01%
153,938
-40,297
-21% -$1.27M
NW.PRC.CL
986
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$5.13M 0.01%
+200,000
New +$5.15M
SNX icon
987
TD Synnex
SNX
$21.1B
$5.12M 0.01%
84,676
+22,748
+37% +$1.29M
KLXI
988
DELISTED
KLX Inc.
KLXI
$5.1M 0.01%
134,132
+3,129
+2% +$103K
CHKP icon
989
Check Point Software Technologies
CHKP
$12.7B
$5.09M 0.01%
60,289
-288
-0.5% -$23.6K
TER icon
990
Teradyne
TER
$63.1B
$5.08M 0.01%
199,922
+5,115
+3% +$121K
FRED
991
DELISTED
Fred's Inc
FRED
$5.07M 0.01%
273,049
+179,665
+192% +$1.94M
HTD
992
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$910M
$5.06M 0.01%
219,287
-40,077
-15% -$910K
AOD
993
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$5.04M 0.01%
665,072
+36,966
+6% +$275K
NHS
994
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$5.04M 0.01%
432,113
-13,546
-3% -$156K
HSBC.PRA
995
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$5.04M 0.01%
+200,000
New +$5.09M
RNR icon
996
RenaissanceRe
RNR
$13.4B
$5.03M 0.01%
36,929
+3,000
+9% +$384K
SENEA icon
997
Seneca Foods Class A
SENEA
$1.18B
$5.01M 0.01%
125,167
+28,839
+30% +$996K
HQCL
998
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$5.01M 0.01%
614,236
+98,241
+19% +$965K
UN
999
DELISTED
Unilever NV New York Registry Shares
UN
$5.01M 0.01%
121,964
-57,282
-32% -$2.37M
CMP icon
1000
Compass Minerals
CMP
$1.25B
$5M 0.01%
63,766
-57
-0.1% -$4.33K
38 39
40
41 42

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.