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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INF
926
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$7.52M 0.03%
378,379
+35,447
+10% +$766K
CLNY
927
DELISTED
Colony Capital, Inc.
CLNY
$7.52M 0.03%
376,169
+265,991
+241% +$5.38M
GM icon
928
CALL
General Motors
GM
$77.5B
$7.51M 0.03%
+206,600
New +$7.41M
LFC
929
DELISTED
China Life Insurance Company Ltd.
LFC
$7.48M 0.03%
577,647
-42,723
-7% -$535K
PAA icon
930
Plains All American Pipeline
PAA
$16.6B
$7.47M 0.03%
141,790
+119,668
+541% +$6.39M
DHC
931
Diversified Healthcare Trust
DHC
$2.13B
$7.46M 0.03%
322,582
+78,443
+32% +$1.9M
SU icon
932
Suncor Energy
SU
$76.1B
$7.45M 0.03%
208,240
+166,365
+397% +$5.53M
INVA icon
933
Innoviva
INVA
$1.54B
$7.45M 0.03%
226,003
+166,863
+282% +$5.19M
WMC
934
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$7.39M 0.03%
46,228
-7,572
-14% -$1.23M
CTB
935
DELISTED
Cooper Tire & Rubber Co.
CTB
$7.36M 0.03%
238,875
+181,988
+320% +$5.93M
VGK icon
936
Vanguard FTSE Europe ETF
VGK
$31.1B
$7.34M 0.03%
134,726
+6,198
+5% +$324K
ACIW icon
937
ACI Worldwide
ACIW
$5.82B
$7.32M 0.03%
406,338
+2,157
+0.5% +$35.5K
TBRG
938
DELISTED
TruBridge
TBRG
$7.32M 0.03%
125,108
+23,347
+23% +$1.29M
MNK
939
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$7.22M 0.03%
+163,753
New +$7.19M
BGT icon
940
BlackRock Floating Rate Income Trust
BGT
$323M
$7.19M 0.03%
507,705
-60,760
-11% -$886K
JSN
941
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$7.16M 0.03%
593,945
-70,158
-11% -$865K
PCH
942
DELISTED
PotlatchDeltic
PCH
$7.16M 0.03%
180,475
+11,435
+7% +$470K
PML
943
PIMCO Municipal Income Fund II
PML
$486M
$7.14M 0.03%
646,992
-100,372
-13% -$1.11M
SLXP
944
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$7.07M 0.03%
105,711
+92,296
+688% +$6.36M
IWM icon
945
PUT
iShares Russell 2000 ETF
IWM
$83B
$7.06M 0.03%
+66,200
New +$6.85M
DLR icon
946
Digital Realty Trust
DLR
$71.7B
$7.02M 0.03%
132,248
+19,266
+17% +$1.1M
AFT
947
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$6.97M 0.03%
390,193
+29,328
+8% +$549K
VCV icon
948
Invesco California Value Municipal Income Trust
VCV
$518M
$6.94M 0.02%
618,777
-50,840
-8% -$564K
GGG icon
949
Graco
GGG
$13.3B
$6.93M 0.02%
280,797
+3,861
+1% +$90.7K
ALNY icon
950
Alnylam Pharmaceuticals
ALNY
$29.3B
$6.92M 0.02%
108,096
-73,320
-40% -$3.65M
36 37
38
39 40

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.