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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Equinix
EQIX
$103B
| $7.91M | 0.02% |
44,584
-50,805
| -53% | -$8.45M |
|
|
LTM
902
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
| $7.88M | 0.02% |
483,031
+396,095
| +456% | +$6.34M |
|
903
American Eagle Outfitters
AEO
$3.04B
| $7.86M | 0.02% |
545,481
-566,943
| -51% | -$8.41M |
|
904
Vale
VALE
$63.4B
| $7.84M | 0.02% |
514,360
-158,529
| -24% | -$2.47M |
|
905
Banco Bradesco
BBD
$38.5B
| $7.84M | 0.02% |
1,596,035
-243,347
| -13% | -$1.29M |
|
906
Infosys
INFY
$50.1B
| $7.83M | 0.02% |
1,106,888
-533,632
| -33% | -$3.59M |
|
907
Invesco Quality Municipal Securities
IQI
$526M
| $7.78M | 0.02% |
699,923
-323,395
| -32% | -$3.62M |
|
|
DHC
908
Diversified Healthcare Trust
DHC
$2.13B
| $7.77M | 0.02% |
352,743
+30,161
| +9% | +$698K |
|
|
EXD
909
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
| $7.75M | 0.02% |
545,972
-206,850
| -27% | -$3.04M |
|
|
AFT
910
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
| $7.73M | 0.02% |
427,176
+36,983
| +9% | +$664K |
|
911
Check Point Software Technologies
CHKP
$12.6B
| $7.73M | 0.02% |
119,764
+52,098
| +77% | +$3.13M |
|
912
Invesco Preferred ETF
PGX
$3.81B
| $7.69M | 0.02% |
572,341
+77,106
| +16% | +$1.05M |
|
|
PCH
913
DELISTED
PotlatchDeltic
PCH
| $7.68M | 0.02% |
184,094
+3,619
| +2% | +$147K |
|
914
SBA Communications
SBAC
$19.7B
| $7.68M | 0.02% |
85,456
+15,266
| +22% | +$1.31M |
|
|
QRE
915
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
| $7.67M | 0.02% |
448,167
+31,037
| +7% | +$525K |
|
916
Fair Isaac
FICO
$22.6B
| $7.63M | 0.02% |
121,364
+117,207
| +2,820% | +$6.77M |
|
|
ADVS
917
DELISTED
Advent Software Inc
ADVS
| $7.61M | 0.02% |
+217,530
| New | +$7.35M |
|
918
Tesla
TSLA
$1.29T
| $7.6M | 0.02% |
757,860
+95,925
| +14% | +$980K |
|
919
Huntsman Corp
HUN
$1.82B
| $7.58M | 0.02% |
308,138
+131,468
| +74% | +$3M |
|
920
Agnico Eagle Mines
AEM
$77B
| $7.56M | 0.02% |
286,686
+28,630
| +11% | +$769K |
|
921
Scotiabank
BNS
$107B
| $7.56M | 0.02% |
130,036
+64,549
| +99% | +$3.62M |
|
922
SPDR Gold Trust
GLD
$133B
| $7.51M | 0.02% |
64,669
-9,878
| -13% | -$1.21M |
|
923
Suncor Energy
SU
$76.2B
| $7.49M | 0.02% |
213,784
+5,544
| +3% | +$195K |
|
924
Telefônica Brasil
VIV
$19.9B
| $7.46M | 0.02% |
387,823
-638,353
| -62% | -$13M |
|
|
CTR
925
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
| $7.45M | 0.02% |
67,578
+17,042
| +34% | +$1.87M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.