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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXO
876
DELISTED
CONCHO RESOURCES INC.
CXO
$2.97M 0.02%
33,892
+10,098
+42% +$729K
BNY
877
Bank of New York Mellon
BNY
$108B
$2.96M 0.02%
58,884
-21,013
-26% -$1M
JWN
878
DELISTED
Nordstrom
JWN
$2.96M 0.02%
72,427
+12,577
+21% +$465K
JPST icon
879
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$2.96M 0.02%
58,717
-643,642
-92% -$32.5M
GSBD icon
880
Goldman Sachs BDC
GSBD
$1.03B
$2.95M 0.02%
138,750
-15,640
-10% -$323K
HYT icon
881
BlackRock Corporate High Yield Fund
HYT
$1.37B
$2.95M 0.02%
263,673
-9,551
-3% -$105K
TTP
882
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$2.95M 0.02%
57,226
-7,031
-11% -$347K
NG icon
883
NovaGold Resources
NG
$3.04B
$2.94M 0.02%
327,896
+47,384
+17% +$328K
MMP
884
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.94M 0.02%
46,702
+1,079
+2% +$67.2K
BTA
885
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$2.93M 0.02%
229,784
-40,558
-15% -$517K
VER
886
DELISTED
VEREIT, Inc.
VER
$2.93M 0.02%
63,503
+1,691
+3% +$81K
MAS icon
887
Masco
MAS
$14.9B
$2.91M 0.02%
60,707
+23,247
+62% +$1.06M
MTB icon
888
M&T Bank
MTB
$36.2B
$2.9M 0.02%
17,109
+4,856
+40% +$788K
TCF
889
DELISTED
TCF Financial Corporation Common Stock
TCF
$2.9M 0.02%
61,949
+4,927
+9% +$204K
KYNB
890
Kyntra Bio
KYNB
$28.3M
$2.89M 0.02%
2,696
+241
+10% +$246K
COR icon
891
Cencora
COR
$62.5B
$2.87M 0.02%
33,782
-22,266
-40% -$1.91M
PXD
892
DELISTED
Pioneer Natural Resource Co.
PXD
$2.87M 0.02%
18,968
+4,703
+33% +$626K
ALLY icon
893
Ally Financial
ALLY
$13.4B
$2.87M 0.02%
93,905
-92,161
-50% -$2.88M
NML
894
Neuberger Energy Infrastructure and Income Fund Inc
NML
$572M
$2.87M 0.02%
424,183
-64,450
-13% -$430K
ANET icon
895
Arista Networks
ANET
$243B
$2.86M 0.02%
224,656
+67,920
+43% +$894K
JMF
896
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$2.86M 0.02%
368,058
-78,901
-18% -$609K
KSS icon
897
Kohl's
KSS
$2.13B
$2.85M 0.02%
56,017
+20,611
+58% +$1.05M
IIM icon
898
Invesco Value Municipal Income Trust
IIM
$594M
$2.85M 0.02%
186,239
-57,927
-24% -$893K
BNY
899
DELISTED
BlackRock New York Municipal Income Trust
BNY
$2.84M 0.02%
202,480
-21,500
-10% -$300K
BALL icon
900
Ball Corp
BALL
$16.8B
$2.84M 0.02%
43,860
-51,492
-54% -$3.49M
34 35
36
37 38

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.