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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HTD
851
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$897M
| $9.9M | 0.03% |
497,019
+11,307
| +2% | +$214K |
|
|
NIE
852
Virtus Equity & Convertible Income Fund
NIE
$732M
| $9.89M | 0.03% |
508,263
+96,006
| +23% | +$1.85M |
|
|
VVC
853
DELISTED
Vectren Corporation
VVC
| $9.78M | 0.03% |
248,384
+131,179
| +112% | +$4.85M |
|
|
HPS
854
John Hancock Preferred Income Fund III
HPS
$459M
| $9.78M | 0.03% |
564,696
-58,850
| -9% | -$979K |
|
855
Wolfspeed
WOLF
$1.32B
| $9.78M | 0.03% |
172,931
+10,723
| +7% | +$654K |
|
|
FTF
856
Franklin Limited Duration Income Trust
FTF
$231M
| $9.78M | 0.03% |
749,247
-142,441
| -16% | -$1.86M |
|
|
ORAN
857
DELISTED
Orange
ORAN
| $9.76M | 0.03% |
664,764
+279,354
| +72% | +$3.64M |
|
|
SVU
858
DELISTED
SUPERVALU Inc.
SVU
| $9.76M | 0.03% |
203,777
+2,635
| +1% | +$117K |
|
|
OKS
859
DELISTED
Oneok Partners LP
OKS
| $9.76M | 0.03% |
182,191
+112,834
| +163% | +$5.99M |
|
|
SJR
860
DELISTED
Shaw Communications Inc.
SJR
| $9.73M | 0.03% |
407,134
-11,265
| -3% | -$260K |
|
861
Sabesp
SBS
$19.3B
| $9.72M | 0.03% |
5,415,215
+417,611
| +8% | +$760K |
|
862
GSK
GSK
$103B
| $9.72M | 0.03% |
145,530
-162,084
| -53% | -$11M |
|
863
Affiliated Managers Group
AMG
$10.1B
| $9.71M | 0.03% |
48,564
+2,143
| +5% | +$421K |
|
|
JLA
864
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
| $9.66M | 0.03% |
761,281
+58,794
| +8% | +$748K |
|
865
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
| $9.6M | 0.03% |
834,814
-108,524
| -12% | -$1.23M |
|
866
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
| $9.6M | 0.03% |
1,033,134
-384,598
| -27% | -$3.51M |
|
|
IPHS
867
DELISTED
Innophos Holdings, Inc.
IPHS
| $9.59M | 0.03% |
169,124
+158,375
| +1,473% | +$8.13M |
|
868
Portland General Electric
POR
$5.79B
| $9.55M | 0.03% |
295,357
+277,988
| +1,600% | +$8.56M |
|
869
Teck Resources
TECK
$32.4B
| $9.44M | 0.03% |
435,601
+55,725
| +15% | +$1.29M |
|
870
Banco Bradesco
BBD
$38.3B
| $9.43M | 0.03% |
1,760,465
+164,430
| +10% | +$745K |
|
|
BCS.PRD.CL
871
DELISTED
Barclays Bank Plc
BCS.PRD.CL
| $9.42M | 0.03% |
362,285
+283,547
| +360% | +$7.27M |
|
872
OGE Energy
OGE
$9.67B
| $9.39M | 0.03% |
255,305
-278,041
| -52% | -$9.72M |
|
873
Myriad Genetics
MYGN
$299M
| $9.35M | 0.03% |
273,342
-6,374
| -2% | -$197K |
|
|
QGENF
874
DELISTED
QIAGEN NV
QGENF
| $9.33M | 0.03% |
444,459
+151,024
| +51% | +$3.17M |
|
875
iShares Russell 1000 Value ETF
IWD
$83.2B
| $9.26M | 0.03% |
106,550
-5,750
| -5% | -$539K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.