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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBRA icon
826
Zebra Technologies
ZBRA
$17.4B
$10.9M 0.03%
120,624
-9,622
-7% -$833K
VSLR
827
DELISTED
VIVINT SOLAR, INC.
VSLR
$10.8M 0.03%
886,499
+228,770
+35% +$2.16M
LQDT icon
828
Liquidity Services
LQDT
$1.35B
$10.7M 0.03%
1,084,934
-74,785
-6% -$673K
NCV
829
Virtus Convertible & Income Fund
NCV
$386M
$10.7M 0.03%
292,098
-55,211
-16% -$2M
EOS
830
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$10.6M 0.03%
746,985
-14,494
-2% -$202K
IGA
831
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$10.6M 0.03%
887,514
+46,026
+5% +$539K
GLPI icon
832
Gaming and Leisure Properties
GLPI
$12.8B
$10.6M 0.03%
286,273
+236,494
+475% +$7.99M
JSD
833
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$10.5M 0.02%
614,558
-3,899
-0.6% -$66.3K
ATO icon
834
Atmos Energy
ATO
$28.8B
$10.5M 0.02%
189,691
+122,565
+183% +$6.74M
CYT
835
DELISTED
CYTEC INDS INC
CYT
$10.5M 0.02%
193,402
-1,033
-0.5% -$51.5K
FBR
836
DELISTED
Fibria Celulose Sa
FBR
$10.4M 0.02%
738,564
-16,780
-2% -$210K
AWF
837
AllianceBernstein Global High Income Fund
AWF
$870M
$10.4M 0.02%
829,438
-100,587
-11% -$1.27M
CHD icon
838
Church & Dwight Co
CHD
$24.3B
$10.4M 0.02%
243,564
+108,398
+80% +$4.52M
HTD
839
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$10.3M 0.02%
483,529
-32,783
-6% -$719K
SGEN
840
DELISTED
Seagen Inc. Common Stock
SGEN
$10.3M 0.02%
291,533
+43,567
+18% +$1.49M
PKO
841
DELISTED
Pimco Income Opportunity Fund
PKO
$10.3M 0.02%
402,084
-56,241
-12% -$1.41M
VGK icon
842
Vanguard FTSE Europe ETF
VGK
$31.1B
$10.2M 0.02%
188,950
-15,400
-8% -$830K
TER icon
843
Teradyne
TER
$60.8B
$10.2M 0.02%
541,058
-479,213
-47% -$9.18M
NXJ
844
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$10.2M 0.02%
743,782
-133,828
-15% -$1.84M
EVHC
845
DELISTED
Envision Healthcare Holdings Inc
EVHC
$10.1M 0.02%
88,168
+68,871
+357% +$7.49M
PDLI
846
DELISTED
PDL BioPharma, Inc.
PDLI
$10.1M 0.02%
1,437,647
+316,032
+28% +$2.29M
DLR icon
847
Digital Realty Trust
DLR
$71.7B
$10.1M 0.02%
152,901
+47,932
+46% +$3.29M
TPZ
848
Tortoise Electrification Infrastructure ETF
TPZ
$126M
$10.1M 0.02%
381,463
+40,697
+12% +$1.06M
RDS.A
849
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$10M 0.02%
179,616
-212,501
-54% -$12.6M
JASO
850
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$9.98M 0.02%
1,043,646
+61,084
+6% +$529K
32 33
34
35 36

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.