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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
POT
826
DELISTED
Potash Corp Of Saskatchewan
POT
| $10.7M | 0.03% |
296,408
-219,958
| -43% | -$7.4M |
|
827
Bank of Hawaii
BOH
$3.15B
| $10.7M | 0.03% |
177,133
+151,369
| +588% | +$8.82M |
|
828
Itaú Unibanco
ITUB
$92.6B
| $10.7M | 0.03% |
1,976,973
-179,280
| -8% | -$855K |
|
|
MTGE
829
DELISTED
MTGE Investment Corp. Common Stock
MTGE
| $10.7M | 0.03% |
568,203
-58,484
| -9% | -$1.13M |
|
|
MFA
830
MFA Financial
MFA
$915M
| $10.6M | 0.03% |
341,404
+291,589
| +585% | +$8.77M |
|
|
EVV
831
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
| $10.6M | 0.03% |
692,909
-142,697
| -17% | -$2.18M |
|
832
SPDR Gold Trust
GLD
$137B
| $10.5M | 0.03% |
85,314
+20,645
| +32% | +$2.57M |
|
833
Rogers Communications
RCI
$18.1B
| $10.5M | 0.03% |
253,505
+110,075
| +77% | +$4.49M |
|
|
CNQR
834
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
| $10.5M | 0.03% |
105,800
+7,739
| +8% | +$874K |
|
835
BlackRock Credit Allocation Income Trust
BTZ
$937M
| $10.5M | 0.03% |
774,748
-147,784
| -16% | -$1.95M |
|
|
HBI
836
DELISTED
Hanesbrands
HBI
| $10.5M | 0.03% |
546,872
+23,520
| +4% | +$422K |
|
|
PGH
837
DELISTED
Pengrowth Energy Corporation
PGH
| $10.5M | 0.03% |
1,719,534
-298,804
| -15% | -$1.9M |
|
838
BlackRock Energy and Resources Trust
BGR
$407M
| $10.4M | 0.03% |
429,867
+18,352
| +4% | +$437K |
|
839
Enterprise Products Partners
EPD
$81.2B
| $10.4M | 0.03% |
299,106
-9,300
| -3% | -$308K |
|
|
CHI
840
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
| $10.3M | 0.03% |
748,892
-48,352
| -6% | -$666K |
|
|
BGX
841
Blackstone Long-Short Credit Income Fund
BGX
$137M
| $10.3M | 0.03% |
585,405
-114,684
| -16% | -$2.06M |
|
842
Brunswick
BC
$5.46B
| $10.2M | 0.03% |
225,634
-26,224
| -10% | -$1.15M |
|
|
DISH
843
DELISTED
DISH Network Corp.
DISH
| $10.2M | 0.03% |
163,754
-13,555
| -8% | -$789K |
|
844
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $10.2M | 0.03% |
192,852
-66,238
| -26% | -$3.49M |
|
845
Prothena Corp
PRTA
$447M
| $10.2M | 0.03% |
265,175
+13,830
| +6% | +$446K |
|
|
FLC
846
Flaherty & Crumrine Total Return Fund
FLC
$176M
| $10.1M | 0.03% |
511,022
-93,215
| -15% | -$1.78M |
|
|
EVF
847
Eaton Vance Senior Income Trust
EVF
$90.3M
| $10.1M | 0.03% |
1,461,357
+126,756
| +9% | +$888K |
|
848
Spire
SR
$4.7B
| $10.1M | 0.03% |
213,546
+115,834
| +119% | +$5.26M |
|
|
INVX
849
Innovex International
INVX
$2.12B
| $9.99M | 0.03% |
89,092
+1,634
| +2% | +$169K |
|
|
GPOR
850
DELISTED
Gulfport Energy Corp.
GPOR
| $9.92M | 0.03% |
139,369
-43,949
| -24% | -$2.7M |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.