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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
BlackRock Corporate High Yield Fund
HYT
$1.37B
| $10.4M | 0.04% |
886,980
-240,856
| -21% | -$2.8M |
|
|
CCG
827
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
| $10.4M | 0.04% |
961,785
+754,747
| +365% | +$8.41M |
|
|
HI
828
DELISTED
Hillenbrand
HI
| $10.4M | 0.04% |
379,321
+160,938
| +74% | +$4.07M |
|
829
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
| $10.3M | 0.04% |
212,976
+14,875
| +8% | +$720K |
|
|
WCN
830
Waste Connections
WCN
$41.7B
| $10.3M | 0.04% |
341,018
+82,787
| +32% | +$2.4M |
|
831
iShares MBS ETF
MBB
$39.1B
| $10.3M | 0.04% |
97,132
-14,288
| -13% | -$1.49M |
|
832
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
| $10.2M | 0.04% |
247,000
-58,800
| -19% | -$2.42M |
|
833
Groupon
GRPN
$1.04B
| $10.2M | 0.04% |
45,598
+39,424
| +639% | +$7.86M |
|
834
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
| $10.2M | 0.04% |
337,200
+301,788
| +852% | +$8.95M |
|
835
OGE Energy
OGE
$9.79B
| $10.2M | 0.04% |
281,652
+157,656
| +127% | +$5.7M |
|
836
CVR Energy
CVI
$3.35B
| $10.2M | 0.04% |
263,782
+141,034
| +115% | +$6.19M |
|
837
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
| $10.1M | 0.04% |
200,000
+181,222
| +965% | +$9.11M |
|
838
Banco Bradesco
BBD
$37.9B
| $10M | 0.04% |
1,839,382
-572,190
| -24% | -$2.82M |
|
|
EOS
839
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
| $9.99M | 0.04% |
851,631
+38,710
| +5% | +$457K |
|
|
MFD
840
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
| $9.97M | 0.04% |
639,180
-25,870
| -4% | -$400K |
|
|
IGD
841
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$513M
| $9.96M | 0.04% |
1,102,642
-52,370
| -5% | -$491K |
|
|
JLA
842
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
| $9.93M | 0.04% |
818,725
-23,919
| -3% | -$298K |
|
843
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
| $9.89M | 0.04% |
764,012
-27,922
| -4% | -$362K |
|
|
GG
844
DELISTED
Goldcorp Inc
GG
| $9.88M | 0.04% |
379,645
-27,957
| -7% | -$772K |
|
|
OKS
845
DELISTED
Oneok Partners LP
OKS
| $9.88M | 0.04% |
186,348
+29,329
| +19% | +$1.49M |
|
|
KMP
846
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
| $9.87M | 0.04% |
123,664
+16,767
| +16% | +$1.39M |
|
847
Infosys
INFY
$51B
| $9.87M | 0.04% |
1,640,520
-45,760
| -3% | -$271K |
|
|
TIBX
848
DELISTED
TIBCO SOFTWARE INC
TIBX
| $9.84M | 0.04% |
384,276
+366,084
| +2,012% | +$8.74M |
|
849
VEON
VEON
$3.76B
| $9.82M | 0.04% |
33,447
+6,851
| +26% | +$1.82M |
|
850
Arch Capital
ACGL
$33.9B
| $9.76M | 0.04% |
541,149
+467,964
| +639% | +$8.37M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.