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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYN icon
801
Rayonier
RYN
$6.48B
$10.9M 0.03%
381,696
-45,115
-11% -$1.46M
PCYC
802
DELISTED
PHARMACYCLICS INC
PCYC
$10.8M 0.03%
102,200
-50,212
-33% -$6.09M
TD icon
803
Toronto Dominion Bank
TD
$200B
$10.7M 0.03%
227,332
+179,826
+379% +$8.18M
PAAS icon
804
Pan American Silver
PAAS
$18.4B
$10.7M 0.03%
914,398
+381,517
+72% +$4.07M
ITUB icon
805
Itaú Unibanco
ITUB
$93.6B
$10.7M 0.03%
2,156,253
-872,179
-29% -$4.54M
AGG icon
806
iShares Core US Aggregate Bond ETF
AGG
$137B
$10.7M 0.03%
100,100
-869
-0.9% -$93.1K
IWD icon
807
iShares Russell 1000 Value ETF
IWD
$82.6B
$10.6M 0.03%
112,300
+7,850
+8% +$712K
CHI
808
Calamos Convertible Opportunities and Income Fund
CHI
$1.03B
$10.6M 0.03%
797,244
-43,932
-5% -$572K
GGG icon
809
Graco
GGG
$13B
$10.6M 0.03%
405,171
+124,374
+44% +$3.18M
PKO
810
DELISTED
Pimco Income Opportunity Fund
PKO
$10.5M 0.03%
372,968
+41,530
+13% +$1.17M
GEO icon
811
The GEO Group
GEO
$4.19B
$10.5M 0.03%
488,498
+425,979
+681% +$9.55M
FFC
812
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
$10.4M 0.03%
595,961
-27,083
-4% -$479K
HRI icon
813
Herc Holdings
HRI
$5.48B
$10.4M 0.03%
121,116
+48,306
+66% +$3.45M
DISH
814
DELISTED
DISH Network Corp.
DISH
$10.3M 0.03%
177,309
+136,211
+331% +$6.97M
SVU
815
DELISTED
SUPERVALU Inc.
SVU
$10.3M 0.03%
201,142
+178,270
+779% +$8.79M
CRR
816
DELISTED
Carbo Ceramics Inc.
CRR
$10.3M 0.03%
88,068
+75,009
+574% +$8.53M
NSR
817
DELISTED
Neustar Inc
NSR
$10.3M 0.03%
205,628
-19,719
-9% -$949K
EPD icon
818
Enterprise Products Partners
EPD
$81.9B
$10.2M 0.03%
308,406
+19,198
+7% +$598K
CIEN icon
819
Ciena
CIEN
$55.3B
$10.2M 0.03%
426,696
-278,896
-40% -$6.64M
SJR
820
DELISTED
Shaw Communications Inc.
SJR
$10.2M 0.03%
418,399
-169,689
-29% -$4.02M
SOL
821
DELISTED
Emeren Group
SOL
$10.2M 0.03%
589,831
+260,232
+79% +$5.7M
WOLF icon
822
Wolfspeed
WOLF
$1.27B
$10.1M 0.03%
162,208
-764,492
-82% -$47.2M
GOV
823
DELISTED
Government Properties Income Trust
GOV
$10.1M 0.03%
408,164
+186,533
+84% +$4.59M
EAT icon
824
Brinker International
EAT
$9.66B
$10.1M 0.03%
218,546
+207,516
+1,881% +$9.2M
CNQR
825
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$10.1M 0.03%
98,061
+3,258
+3% +$329K
31 32
33
34 35

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.