We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPG
751
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$13.3M 0.03%
672,214
+25,697
+4% +$524K
LXK
752
DELISTED
Lexmark Intl Inc
LXK
$13.2M 0.03%
312,619
+53,131
+20% +$2.19M
ALKS icon
753
Alkermes
ALKS
$8.22B
$13.2M 0.03%
216,965
+20,704
+11% +$1.41M
WTRG icon
754
Essential Utilities
WTRG
$11.2B
$13.2M 0.03%
501,736
-17,692
-3% -$471K
CPAY icon
755
Corpay
CPAY
$25.4B
$13.2M 0.03%
87,522
+64,111
+274% +$9.49M
BBEP
756
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$13M 0.03%
2,371,436
+1,829,950
+338% +$12.3M
IONS icon
757
Ionis Pharmaceuticals
IONS
$9.14B
$12.9M 0.03%
203,375
+15,736
+8% +$1.07M
SAM icon
758
Boston Beer
SAM
$1.89B
$12.9M 0.03%
48,236
+35,529
+280% +$10.3M
IGTE
759
DELISTED
IGATE CORPORATION
IGTE
$12.9M 0.03%
301,969
-16,472
-5% -$660K
EAD
760
Allspring Income Opportunities Fund
EAD
$377M
$12.9M 0.03%
1,460,532
-151,911
-9% -$1.35M
MGU
761
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$12.8M 0.03%
517,987
+17,621
+4% +$442K
FRA icon
762
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$12.8M 0.03%
918,415
+19,876
+2% +$270K
JKS
763
JinkoSolar
JKS
$827M
$12.7M 0.03%
496,428
-4,231
-0.8% -$89.9K
ETW
764
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$12.7M 0.03%
1,071,558
+52,596
+5% +$612K
SHOO icon
765
Steven Madden
SHOO
$3.6B
$12.7M 0.03%
500,780
+469,167
+1,484% +$11M
ASNA
766
DELISTED
Ascena Retail Group, Inc.
ASNA
$12.6M 0.03%
43,474
-14,886
-26% -$3.77M
SHY icon
767
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$12.5M 0.03%
147,750
-2,290
-2% -$194K
OKS
768
DELISTED
Oneok Partners LP
OKS
$12.5M 0.03%
306,988
-26,081
-8% -$1.09M
HAWK
769
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$12.5M 0.03%
352,385
-16,222
-4% -$576K
KN icon
770
Knowles
KN
$3.43B
$12.4M 0.03%
643,941
-48,459
-7% -$1.01M
NML
771
Neuberger Energy Infrastructure and Income Fund Inc
NML
$574M
$12.4M 0.03%
703,268
+52,980
+8% +$968K
SFM icon
772
Sprouts Farmers Market
SFM
$7.85B
$12.4M 0.03%
350,868
+217,888
+164% +$7.71M
JRO
773
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$12.3M 0.03%
1,060,656
+30,908
+3% +$351K
MYGN icon
774
Myriad Genetics
MYGN
$295M
$12.3M 0.03%
347,384
+48,011
+16% +$1.72M
POR icon
775
Portland General Electric
POR
$5.8B
$12.3M 0.03%
330,658
+254,216
+333% +$9.59M
29 30
31
32 33

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.