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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLM icon
751
SLM Corp
SLM
$5.16B
$13.7M 0.04%
4,122,338
+1,201,346
+41% +$10.5M
ERF
752
DELISTED
Enerplus Corporation
ERF
$13.7M 0.04%
688,423
-847,328
-55% -$15.8M
ALGN icon
753
Align Technology
ALGN
$12.4B
$13.7M 0.04%
263,667
+217,376
+470% +$12.2M
EOS
754
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$13.6M 0.04%
1,031,743
+13,205
+1% +$173K
ICLR icon
755
Icon
ICLR
$12.6B
$13.6M 0.04%
285,754
+172,949
+153% +$7.71M
SID icon
756
Companhia Siderúrgica Nacional
SID
$1.29B
$13.6M 0.04%
3,109,277
+2,579,438
+487% +$12.3M
AGU
757
DELISTED
Agrium
AGU
$13.5M 0.04%
138,796
+112,647
+431% +$10.3M
SBNY
758
DELISTED
Signature Bank
SBNY
$13.5M 0.04%
107,748
+4,759
+5% +$581K
CMO
759
DELISTED
Capstead Mortgage Corp.
CMO
$13.5M 0.04%
1,064,026
+301,857
+40% +$3.81M
ROSE
760
DELISTED
ROSETTA RESOURCES INC
ROSE
$13.4M 0.04%
287,771
+2,597
+0.9% +$118K
EDD
761
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$13.3M 0.04%
1,009,968
+934,189
+1,233% +$11.9M
LKQ icon
762
LKQ Corp
LKQ
$6.1B
$13.2M 0.04%
499,092
+27,474
+6% +$769K
WTRG icon
763
Essential Utilities
WTRG
$11.1B
$13.1M 0.04%
521,493
+40,368
+8% +$975K
VR
764
DELISTED
Validus Hold Ltd
VR
$13.1M 0.04%
346,427
+223,145
+181% +$8.27M
EFR
765
Eaton Vance Senior Floating-Rate Fund
EFR
$315M
$13.1M 0.04%
861,313
+44,216
+5% +$673K
KYE
766
DELISTED
Kayne Anderson Energy
KYE
$13M 0.04%
477,127
+19,158
+4% +$518K
RYN icon
767
Rayonier
RYN
$6.6B
$13M 0.04%
418,029
+36,333
+10% +$1.09M
PAA icon
768
Plains All American Pipeline
PAA
$16.4B
$13M 0.04%
235,558
+80,566
+52% +$4.23M
MENT
769
DELISTED
Mentor Graphics Corp
MENT
$12.8M 0.04%
582,445
+8,983
+2% +$195K
OHI icon
770
Omega Healthcare
OHI
$14.5B
$12.8M 0.04%
380,389
-395,784
-51% -$12.6M
EAD
771
Allspring Income Opportunities Fund
EAD
$379M
$12.7M 0.04%
1,347,144
-250,518
-16% -$2.33M
NSL
772
DELISTED
NUVEEN SENIOR INCM FD
NSL
$12.7M 0.04%
1,775,613
-43,314
-2% -$311K
CSR
773
Centerspace
CSR
$941M
$12.7M 0.04%
141,083
-1,725
-1% -$148K
E icon
774
ENI
E
$77B
$12.6M 0.04%
252,022
+52,000
+26% +$2.46M
ETP
775
DELISTED
Energy Transfer Partners L.p.
ETP
$12.5M 0.04%
232,383
-21,305
-8% -$1.16M
29 30
31
32 33

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.