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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EEP
751
DELISTED
Enbridge Energy Partners
EEP
| $12.7M | 0.04% |
426,545
+31,377
| +8% | +$937K |
|
752
Hain Celestial
HAIN
$45.5M
| $12.7M | 0.04% |
279,458
+169,390
| +154% | +$7.01M |
|
|
GWR
753
DELISTED
Genesee & Wyoming Inc.
GWR
| $12.7M | 0.04% |
131,765
+79,232
| +151% | +$7.63M |
|
754
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
| $12.6M | 0.04% |
1,417,732
-363,561
| -20% | -$3.17M |
|
|
KYE
755
DELISTED
Kayne Anderson Energy
KYE
| $12.5M | 0.04% |
457,969
-92,037
| -17% | -$2.55M |
|
|
PGH
756
DELISTED
Pengrowth Energy Corporation
PGH
| $12.5M | 0.04% |
2,018,338
+426,965
| +27% | +$2.68M |
|
|
BGX
757
Blackstone Long-Short Credit Income Fund
BGX
$137M
| $12.5M | 0.04% |
700,089
-86,512
| -11% | -$1.54M |
|
758
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
| $12.5M | 0.04% |
281,800
+34,800
| +14% | +$1.5M |
|
759
WEX
WEX
$6.38B
| $12.5M | 0.04% |
125,909
-8,184
| -6% | -$769K |
|
760
AZZ Inc
AZZ
$4.48B
| $12.4M | 0.04% |
254,243
-2,822
| -1% | -$128K |
|
|
CLGX
761
DELISTED
Corelogic, Inc.
CLGX
| $12.4M | 0.04% |
348,510
-223,796
| -39% | -$7.28M |
|
762
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
| $12.3M | 0.04% |
368,400
+31,200
| +9% | +$993K |
|
|
EFR
763
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
| $12.3M | 0.04% |
817,097
-78,508
| -9% | -$1.21M |
|
764
Charles River Laboratories
CRL
$11.1B
| $12.3M | 0.04% |
231,480
+5,763
| +3% | +$289K |
|
|
CSR
765
Centerspace
CSR
$932M
| $12.3M | 0.04% |
142,808
+10,553
| +8% | +$907K |
|
|
VER
766
DELISTED
VEREIT, Inc.
VER
| $12.2M | 0.04% |
189,079
+178,463
| +1,681% | +$11.5M |
|
|
RSE
767
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
| $12.1M | 0.04% |
546,422
-166,155
| -23% | -$3.54M |
|
768
Worthington Enterprises
WOR
$2.78B
| $12.1M | 0.04% |
466,961
-581,493
| -55% | -$14.4M |
|
|
ETB
769
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
| $12.1M | 0.04% |
811,920
-8,562
| -1% | -$126K |
|
|
JAH
770
DELISTED
JARDEN CORPORATION
JAH
| $12.1M | 0.04% |
295,349
-165,807
| -36% | -$6.02M |
|
771
BlackRock Credit Allocation Income Trust
BTZ
$933M
| $12M | 0.04% |
922,532
-96,715
| -9% | -$1.24M |
|
772
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.13B
| $12M | 0.04% |
633,198
-32,871
| -5% | -$608K |
|
|
BID
773
DELISTED
Sotheby's
BID
| $12M | 0.04% |
225,814
+217,958
| +2,774% | +$11.2M |
|
|
IGA
774
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
| $11.9M | 0.04% |
1,013,034
-119,256
| -11% | -$1.41M |
|
775
EPR Properties
EPR
$4.69B
| $11.8M | 0.04% |
239,051
+145,536
| +156% | +$7.29M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.