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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MENT
726
DELISTED
Mentor Graphics Corp
MENT
| $13.8M | 0.04% |
573,462
+55,264
| +11% | +$1.25M |
|
727
Alaska Air
ALK
$5.6B
| $13.8M | 0.04% |
375,150
-277,184
| -42% | -$9.85M |
|
728
Old Dominion Freight Line
ODFL
$44B
| $13.8M | 0.04% |
778,560
+559,221
| +255% | +$9.18M |
|
|
FBR
729
DELISTED
Fibria Celulose Sa
FBR
| $13.8M | 0.04% |
1,177,771
+24,538
| +2% | +$302K |
|
|
BPL
730
DELISTED
Buckeye Partners, L.P.
BPL
| $13.7M | 0.04% |
193,025
+16,444
| +9% | +$1.11M |
|
|
ROSE
731
DELISTED
ROSETTA RESOURCES INC
ROSE
| $13.7M | 0.04% |
285,174
+258,093
| +953% | +$13.9M |
|
732
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
| $13.7M | 0.04% |
259,090
-18,524
| -7% | -$976K |
|
|
HCF
733
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
| $13.6M | 0.04% |
1,444,026
-31,119
| -2% | -$293K |
|
|
WDR
734
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $13.4M | 0.04% |
205,557
+57,316
| +39% | +$3.51M |
|
|
PFN
735
PIMCO Income Strategy Fund II
PFN
$699M
| $13.3M | 0.04% |
1,332,961
-41,255
| -3% | -$419K |
|
736
Bank of Montreal
BMO
$126B
| $13.2M | 0.04% |
198,731
+72,629
| +58% | +$4.94M |
|
|
BPT
737
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
| $13.2M | 0.04% |
166,304
+27,217
| +20% | +$2.19M |
|
738
Advanced Energy
AEIS
$11.9B
| $13.2M | 0.04% |
578,888
+100,257
| +21% | +$2.15M |
|
|
EOS
739
Eaton Vance Enhance Equity Income Fund II
EOS
$1.15B
| $13.2M | 0.04% |
1,018,538
+166,907
| +20% | +$2.07M |
|
|
AWF
740
AllianceBernstein Global High Income Fund
AWF
$874M
| $13.2M | 0.04% |
922,266
-90,797
| -9% | -$1.35M |
|
741
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
| $13.1M | 0.04% |
280,572
-8,890
| -3% | -$410K |
|
742
AerCap
AER
$24.2B
| $13.1M | 0.04% |
+339,700
| New | +$8M |
|
|
UFS
743
DELISTED
DOMTAR CORPORATION (New)
UFS
| $13M | 0.04% |
276,602
-193,632
| -41% | -$8.41M |
|
|
WPZ
744
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
| $13M | 0.04% |
272,088
+44,566
| +20% | +$2.14M |
|
|
NSL
745
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $13M | 0.04% |
1,818,927
-367,300
| -17% | -$2.59M |
|
746
International Bancshares
IBOC
$4.74B
| $12.9M | 0.04% |
490,251
-10,265
| -2% | -$249K |
|
747
Novartis
NVS
$292B
| $12.9M | 0.04% |
178,725
+37,648
| +27% | +$2.62M |
|
748
Packaging Corp of America
PKG
$22.4B
| $12.8M | 0.04% |
202,809
+8,129
| +4% | +$494K |
|
|
EVV
749
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $12.8M | 0.04% |
835,606
-204,212
| -20% | -$3.08M |
|
750
ACI Worldwide
ACIW
$5.83B
| $12.8M | 0.04% |
589,461
+183,123
| +45% | +$3.63M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.