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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
51
Merck
MRK
$321B
$75.6M 0.23%
1,583,115
+100,277
+7% +$4.58M
WLL
52
DELISTED
Whiting Petroleum Corporation
WLL
$75.5M 0.23%
4,069
+103
+3% +$1.95M
CA
53
DELISTED
CA, Inc.
CA
$75.5M 0.23%
2,242,222
+457,708
+26% +$14.5M
TJX icon
54
TJX Companies
TJX
$176B
$74M 0.22%
2,322,892
+882,234
+61% +$26.7M
VLO icon
55
Valero Energy
VLO
$92.6B
$73.3M 0.22%
1,453,700
+728,127
+100% +$30.7M
TRIP icon
56
TripAdvisor
TRIP
$1.65B
$72.2M 0.22%
872,255
+272,068
+45% +$22.3M
VRSN icon
57
VeriSign
VRSN
$25.9B
$72.2M 0.22%
1,207,050
+857,722
+246% +$47.2M
IWM icon
58
iShares Russell 2000 ETF
IWM
$80.2B
$72.1M 0.22%
624,900
+606,200
+3,242% +$67M
KO icon
59
Coca-Cola
KO
$381B
$71.5M 0.22%
1,730,782
+130,186
+8% +$5.13M
NTRS icon
60
Northern Trust
NTRS
$22.4B
$71.2M 0.22%
1,150,865
+46,869
+4% +$2.68M
IXYS
61
DELISTED
IXYS Corp
IXYS
$70.7M 0.21%
5,451,507
-38,438
-0.7% -$448K
KRFT
62
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$70.1M 0.21%
1,299,711
+418,148
+47% +$22.3M
BFH icon
63
Bread Financial
BFH
$4.47B
$69.8M 0.21%
332,730
+110,661
+50% +$21.1M
T icon
64
AT&T
T
$159B
$69.5M 0.21%
2,616,172
+387,242
+17% +$10.2M
RTX icon
65
RTX Corp
RTX
$289B
$69M 0.21%
963,622
+138,764
+17% +$9.46M
PM icon
66
Philip Morris
PM
$299B
$68.9M 0.21%
790,245
+150,211
+23% +$13.1M
LUV icon
67
Southwest Airlines
LUV
$22.3B
$68.5M 0.21%
3,636,009
+1,358,888
+60% +$23.7M
DAL icon
68
Delta Air Lines
DAL
$58.3B
$68.3M 0.21%
2,487,392
+1,130,255
+83% +$30.4M
NKE icon
69
Nike
NKE
$62.7B
$68.2M 0.21%
1,733,212
+814,668
+89% +$31.2M
DLTR icon
70
Dollar Tree
DLTR
$24.7B
$66.7M 0.2%
1,181,554
+574,758
+95% +$33.1M
KR icon
71
Kroger
KR
$35.4B
$66.3M 0.2%
3,355,388
+1,074,634
+47% +$22.2M
PRU icon
72
Prudential Financial
PRU
$42.6B
$66.1M 0.2%
716,791
+430,452
+150% +$36.7M
SON icon
73
Sonoco
SON
$5.62B
$65.8M 0.2%
1,577,413
-145,762
-8% -$5.87M
BBBY
74
DELISTED
Bed Bath & Beyond Inc
BBBY
$65.6M 0.2%
817,516
+344,217
+73% +$26.6M
STX icon
75
Seagate
STX
$193B
$65.6M 0.2%
1,168,434
-50,531
-4% -$2.5M
1 2
3
4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.