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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYI
701
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$16.4M 0.05%
917,028
-52,059
-5% -$934K
RDS.A
702
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$16.4M 0.05%
238,821
-110,202
-32% -$7.36M
STWD icon
703
Starwood Property Trust
STWD
$5.92B
$16.3M 0.05%
692,496
-37,730
-5% -$896K
RWT
704
Redwood Trust
RWT
$589M
$16.3M 0.05%
805,409
-53,049
-6% -$1.03M
AIV
705
Aimco
AIV
$387M
$16.3M 0.05%
4,054,005
-546,420
-12% -$2.1M
NLY icon
706
Annaly Capital Management
NLY
$17.1B
$16.3M 0.05%
371,942
-311,826
-46% -$13.5M
HCF
707
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$16.3M 0.05%
1,470,613
+26,587
+2% +$294K
FEN
708
DELISTED
First Trust Energy Income and Growth Fund
FEN
$16.3M 0.05%
496,954
+13,921
+3% +$447K
MGM icon
709
MGM Resorts International
MGM
$11.4B
$16.3M 0.05%
628,965
+561,764
+836% +$14.5M
JSD
710
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$16.3M 0.05%
879,359
-28,056
-3% -$525K
TIF
711
DELISTED
Tiffany & Co.
TIF
$16.1M 0.05%
187,472
-1,886
-1% -$168K
IVR icon
712
Invesco Mortgage Capital
IVR
$757M
$16.1M 0.05%
97,883
+50,697
+107% +$8.2M
EPB
713
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$16.1M 0.05%
530,056
+412,127
+349% +$13.1M
NTG
714
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$16.1M 0.05%
60,114
+1,406
+2% +$379K
EMO
715
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$16M 0.05%
142,545
+11,810
+9% +$1.33M
UFS
716
DELISTED
DOMTAR CORPORATION (New)
UFS
$15.9M 0.05%
284,008
+7,406
+3% +$382K
CEM
717
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$15.9M 0.05%
119,716
+295
+0.2% +$38.6K
NVS icon
718
Novartis
NVS
$292B
$15.9M 0.05%
208,686
+29,961
+17% +$2.18M
CRL icon
719
Charles River Laboratories
CRL
$11.3B
$15.8M 0.05%
262,249
+30,769
+13% +$1.79M
VTA
720
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$15.8M 0.05%
1,222,510
-167,529
-12% -$2.17M
TUP
721
DELISTED
Tupperware Brands Corporation
TUP
$15.8M 0.04%
188,383
+165,860
+736% +$13.6M
IDA icon
722
Idacorp
IDA
$8.32B
$15.7M 0.04%
283,372
+161,057
+132% +$8.63M
WDR
723
DELISTED
Waddell & Reed Financial, Inc.
WDR
$15.7M 0.04%
213,191
+7,634
+4% +$524K
NCV
724
Virtus Convertible & Income Fund
NCV
$382M
$15.6M 0.04%
380,740
-4,322
-1% -$174K
BPL
725
DELISTED
Buckeye Partners, L.P.
BPL
$15.6M 0.04%
207,977
+14,952
+8% +$1.09M
27 28
29
30 31

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.