We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FL
701
DELISTED
Foot Locker
FL
$13.4M 0.05%
395,213
+6,566
+2% +$228K
OII icon
702
Oceaneering
OII
$4.98B
$13.4M 0.05%
165,125
+38,804
+31% +$3.12M
BTZ icon
703
BlackRock Credit Allocation Income Trust
BTZ
$936M
$13.3M 0.05%
1,019,247
-20,791
-2% -$262K
FBR
704
DELISTED
Fibria Celulose Sa
FBR
$13.3M 0.05%
1,153,233
+60,083
+5% +$693K
PBR.A icon
705
Petrobras Class A
PBR.A
$107B
$13.3M 0.05%
792,500
-93,204
-11% -$1.4M
EC icon
706
Ecopetrol
EC
$33.6B
$13.2M 0.05%
287,737
+195,730
+213% +$8.87M
OMC icon
707
Omnicom Group
OMC
$21.8B
$13.2M 0.05%
207,794
-13,583
-6% -$865K
BNY
708
Bank of New York Mellon
BNY
$108B
$13.1M 0.05%
435,007
+44,501
+11% +$1.36M
JOY
709
DELISTED
Joy Global Inc
JOY
$13.1M 0.05%
257,201
+22,336
+10% +$1.14M
IRM icon
710
Iron Mountain
IRM
$36.8B
$13.1M 0.05%
525,603
+119,381
+29% +$3.03M
IVZ icon
711
Invesco
IVZ
$14B
$13.1M 0.05%
411,263
-92,935
-18% -$2.97M
HOT
712
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$13.1M 0.05%
196,990
-40,710
-17% -$2.69M
CWB icon
713
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$13.1M 0.05%
289,462
-12,545
-4% -$557K
ROP icon
714
Roper Technologies
ROP
$38.3B
$13.1M 0.05%
98,348
+9,489
+11% +$1.22M
ONXX
715
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$13M 0.05%
104,578
+12,068
+13% +$1.53M
VMC icon
716
Vulcan Materials
VMC
$36.8B
$13M 0.05%
251,578
+39,062
+18% +$1.93M
MAR icon
717
Marriott International
MAR
$89.5B
$13M 0.05%
309,707
+37,138
+14% +$1.54M
SWKS icon
718
Skyworks Solutions
SWKS
$9.81B
$13M 0.05%
522,168
+51,320
+11% +$1.25M
ILMN icon
719
Illumina
ILMN
$29.8B
$13M 0.05%
164,917
+34,146
+26% +$2.61M
JBHT icon
720
JB Hunt Transport Services
JBHT
$25.7B
$13M 0.05%
177,661
-74,931
-30% -$5.58M
VALE.P
721
DELISTED
Vale S A
VALE.P
$13M 0.05%
911,408
+19,048
+2% +$252K
MTB icon
722
M&T Bank
MTB
$36.7B
$12.9M 0.05%
115,500
+4,744
+4% +$549K
CNX icon
723
CNX Resources
CNX
$5.22B
$12.9M 0.05%
460,794
+62,988
+16% +$1.65M
SFUN
724
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$12.9M 0.05%
24,988
+17,130
+218% +$6.59M
CCL icon
725
Carnival Corporation Ltd
CCL
$40.3B
$12.8M 0.05%
392,081
+57,787
+17% +$2.1M
27 28
29
30 31

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.