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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Ball Corp
BALL
$17.3B
| $16.3M | 0.05% |
632,406
-152,158
| -19% | -$3.71M |
|
677
Starwood Property Trust
STWD
$5.92B
| $16.3M | 0.05% |
730,226
-80,411
| -10% | -$1.7M |
|
|
CEM
678
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $16.3M | 0.05% |
119,421
-16,006
| -12% | -$2.15M |
|
|
COL
679
DELISTED
Rockwell Collins
COL
| $16.1M | 0.05% |
217,925
+47,044
| +28% | +$3.34M |
|
680
Iron Mountain
IRM
$36.4B
| $16.1M | 0.05% |
574,195
+48,592
| +9% | +$1.24M |
|
681
National Grid
NGG
$80.4B
| $16.1M | 0.05% |
255,095
+196,461
| +335% | +$11.8M |
|
|
NTG
682
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $16.1M | 0.05% |
58,708
+888
| +2% | +$238K |
|
|
NFX
683
DELISTED
Newfield Exploration
NFX
| $16M | 0.05% |
651,542
+22,201
| +4% | +$623K |
|
|
NLSN
684
DELISTED
Nielsen Holdings plc
NLSN
| $15.9M | 0.05% |
346,793
-72,754
| -17% | -$2.97M |
|
|
BTU
685
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
| $15.9M | 0.05% |
54,314
+586
| +1% | +$165K |
|
|
DNB
686
DELISTED
Dun & Bradstreet
DNB
| $15.9M | 0.05% |
129,512
+10,771
| +9% | +$1.21M |
|
|
AIV
687
Aimco
AIV
$387M
| $15.9M | 0.05% |
4,600,425
+813,813
| +21% | +$2.92M |
|
|
YGE
688
DELISTED
Yingli Green Energy Holding Comp
YGE
| $15.8M | 0.05% |
313,057
+154,759
| +98% | +$9.45M |
|
689
Ametek
AME
$55.4B
| $15.8M | 0.05% |
300,197
-80,145
| -21% | -$3.87M |
|
690
Oil States International
OIS
$489M
| $15.8M | 0.05% |
271,640
+200,889
| +284% | +$12M |
|
691
Roper Technologies
ROP
$38.8B
| $15.8M | 0.05% |
113,615
+15,267
| +16% | +$1.98M |
|
|
SDRL
692
DELISTED
Seadrill Limited Common Stock
SDRL
| $15.8M | 0.05% |
1,432
+895
| +167% | +$10.6M |
|
693
CNX Resources
CNX
$5.3B
| $15.7M | 0.05% |
495,277
+34,483
| +7% | +$1.05M |
|
694
Jefferies Financial Group
JEF
$12.6B
| $15.7M | 0.05% |
617,116
-61,010
| -9% | -$1.54M |
|
|
ETFC
695
DELISTED
E*Trade Financial Corporation
ETFC
| $15.6M | 0.05% |
796,120
-238,652
| -23% | -$4.24M |
|
|
FEN
696
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $15.6M | 0.05% |
483,033
+4,678
| +1% | +$151K |
|
|
HIX
697
Western Asset High Income Fund II
HIX
$349M
| $15.6M | 0.05% |
1,726,222
+243,872
| +16% | +$2.25M |
|
698
Vanguard FTSE Europe ETF
VGK
$30.8B
| $15.6M | 0.05% |
264,444
+129,718
| +96% | +$7.31M |
|
699
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
| $15.5M | 0.05% |
1,956,373
-336,345
| -15% | -$2.6M |
|
700
LKQ Corp
LKQ
$5.68B
| $15.5M | 0.05% |
471,618
-160,910
| -25% | -$5.25M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.