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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVC
626
Service Properties Trust
SVC
$1.02B
$18.1M 0.06%
135,146
+14,875
+12% +$2.07M
BBWI icon
627
Bath & Body Works
BBWI
$4.23B
$18.1M 0.06%
362,578
-7,443
-2% -$372K
OGE icon
628
OGE Energy
OGE
$9.79B
$18.1M 0.05%
533,346
+251,694
+89% +$9.01M
SAIA icon
629
Saia
SAIA
$9.61B
$18M 0.05%
562,894
-138,193
-20% -$4.51M
VNO icon
630
Vornado Realty Trust
VNO
$7.51B
$18M 0.05%
277,564
+18,353
+7% +$1.19M
UAA icon
631
Under Armour
UAA
$2.89B
$18M 0.05%
831,130
-934,224
-53% -$19M
HST icon
632
Host Hotels & Resorts
HST
$17.2B
$18M 0.05%
925,542
+137,992
+18% +$2.55M
SXC icon
633
SunCoke Energy
SXC
$714M
$18M 0.05%
787,974
-293,713
-27% -$6.06M
ALLE icon
634
Allegion
ALLE
$13.7B
$18M 0.05%
+406,683
New +$17.6M
VTA
635
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$17.9M 0.05%
1,390,039
-83,374
-6% -$1.05M
URI icon
636
United Rentals
URI
$69.5B
$17.9M 0.05%
229,675
+211,214
+1,144% +$14.1M
HSP
637
DELISTED
HOSPIRA INC
HSP
$17.7M 0.05%
428,964
+35,180
+9% +$1.42M
TPR icon
638
Tapestry
TPR
$31.4B
$17.7M 0.05%
315,275
+31,635
+11% +$1.71M
KMX icon
639
CarMax
KMX
$8.29B
$17.7M 0.05%
375,813
+63,981
+21% +$3.14M
TSL
640
DELISTED
Trina Solar Limited
TSL
$17.7M 0.05%
1,292,915
+408,002
+46% +$6.11M
LNC icon
641
Lincoln National
LNC
$8.82B
$17.6M 0.05%
340,346
-170,041
-33% -$8.14M
TIF
642
DELISTED
Tiffany & Co.
TIF
$17.6M 0.05%
189,358
+6,162
+3% +$512K
AVB icon
643
AvalonBay Communities
AVB
$27B
$17.5M 0.05%
148,256
+16,800
+13% +$2.07M
DG icon
644
Dollar General
DG
$28.2B
$17.5M 0.05%
290,584
+51,074
+21% +$3M
THC icon
645
Tenet Healthcare
THC
$20.1B
$17.5M 0.05%
415,159
-59,069
-12% -$2.57M
EOD
646
Allspring Global Dividend Opportunity Fund
EOD
$281M
$17.3M 0.05%
2,392,794
+182,204
+8% +$1.35M
EFX icon
647
Equifax
EFX
$20.5B
$17.3M 0.05%
250,939
-36,971
-13% -$2.4M
BRSL
648
Brightstar Lottery PLC
BRSL
$1.86B
$17.3M 0.05%
950,371
+235,280
+33% +$4.24M
XRAY icon
649
Dentsply Sirona
XRAY
$2.83B
$17.2M 0.05%
354,104
-35,443
-9% -$1.66M
HYI
650
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$17.2M 0.05%
969,087
+103,118
+12% +$1.83M
24 25
26
27 28

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.