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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HYI
626
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
| $15.5M | 0.06% |
865,969
-143,534
| -14% | -$2.53M |
|
627
Tapestry
TPR
$31.4B
| $15.5M | 0.06% |
283,640
+101,581
| +56% | +$5.59M |
|
628
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
| $15.5M | 0.06% |
1,781,293
-697,931
| -28% | -$6.28M |
|
|
HSP
629
DELISTED
HOSPIRA INC
HSP
| $15.4M | 0.06% |
393,784
+48,749
| +14% | +$1.94M |
|
630
Truist Financial
TFC
$63.4B
| $15.3M | 0.06% |
454,707
-86,638
| -16% | -$3.03M |
|
|
FEN
631
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $15.3M | 0.06% |
478,355
+11,703
| +3% | +$382K |
|
|
NLSN
632
DELISTED
Nielsen Holdings plc
NLSN
| $15.3M | 0.05% |
419,547
+347,954
| +486% | +$11.9M |
|
633
Flowserve
FLS
$9.78B
| $15.3M | 0.05% |
244,546
+27,858
| +13% | +$1.61M |
|
634
Nucor
NUE
$59.5B
| $15.2M | 0.05% |
310,702
+16,602
| +6% | +$778K |
|
|
AWF
635
AllianceBernstein Global High Income Fund
AWF
$874M
| $15.2M | 0.05% |
1,013,063
+537,047
| +113% | +$7.74M |
|
|
RDC
636
DELISTED
Rowan Companies Plc
RDC
| $15.2M | 0.05% |
414,376
+32,568
| +9% | +$1.17M |
|
637
Cohen & Steers Infrastructure Fund
UTF
$3.1B
| $15.2M | 0.05% |
770,553
+57,416
| +8% | +$1.11M |
|
|
SWN
638
DELISTED
Southwestern Energy Company
SWN
| $15.2M | 0.05% |
416,887
+75,520
| +22% | +$2.87M |
|
639
International Flavors & Fragrances
IFF
$20.6B
| $15.2M | 0.05% |
184,263
+34,101
| +23% | +$2.76M |
|
640
CarMax
KMX
$8.29B
| $15.2M | 0.05% |
311,832
-46,090
| -13% | -$2.25M |
|
641
BP
BP
$114B
| $15.1M | 0.05% |
440,561
+36,629
| +9% | +$1.26M |
|
642
Olin
OLN
$2.12B
| $15.1M | 0.05% |
654,334
+376,599
| +136% | +$8.91M |
|
|
TYC
643
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
| $15M | 0.05% |
408,805
+136,532
| +50% | +$4.95M |
|
644
Ralph Lauren
RL
$22.6B
| $14.9M | 0.05% |
90,615
+15,501
| +21% | +$2.69M |
|
645
Globe Life
GL
$14.3B
| $14.9M | 0.05% |
309,603
+25,960
| +9% | +$1.22M |
|
|
SNV
646
DELISTED
Synovus
SNV
| $14.9M | 0.05% |
646,037
+8,269
| +1% | +$188K |
|
647
Pultegroup
PHM
$24.6B
| $14.9M | 0.05% |
904,217
+307,127
| +51% | +$5.24M |
|
|
JAH
648
DELISTED
JARDEN CORPORATION
JAH
| $14.9M | 0.05% |
461,156
-50,893
| -10% | -$1.57M |
|
649
Viavi Solutions
VIAV
$9.31B
| $14.8M | 0.05% |
1,774,708
+303,086
| +21% | +$2.49M |
|
650
Teradata
TDC
$3.02B
| $14.8M | 0.05% |
266,968
+47,975
| +22% | +$2.82M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.