We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Boston Properties
BXP
$11.2B
| $18.9M | 0.06% |
187,852
+27,600
| +17% | +$2.85M |
|
|
PWE
602
DELISTED
Penn West Energy Petroleum Ltd
PWE
| $18.8M | 0.06% |
2,253,487
+194,690
| +9% | +$1.87M |
|
|
AVP
603
DELISTED
Avon Products, Inc.
AVP
| $18.8M | 0.06% |
1,093,898
+258,393
| +31% | +$4.83M |
|
|
BCR
604
DELISTED
CR Bard Inc.
BCR
| $18.8M | 0.06% |
140,572
-176
| -0.1% | -$23.2K |
|
|
SE
605
DELISTED
Spectra Energy Corp Wi
SE
| $18.8M | 0.06% |
528,386
+64,816
| +14% | +$2.23M |
|
606
Revvity
RVTY
$12.9B
| $18.8M | 0.06% |
456,248
-106,513
| -19% | -$4.07M |
|
|
HOT
607
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
| $18.8M | 0.06% |
236,620
+39,630
| +20% | +$2.9M |
|
608
Baytex Energy
BTE
$3.12B
| $18.7M | 0.06% |
478,649
+69,614
| +17% | +$2.8M |
|
|
Y
609
DELISTED
Alleghany Corp
Y
| $18.7M | 0.06% |
46,802
-100,724
| -68% | -$40.2M |
|
610
Oneok
OKE
$55.6B
| $18.7M | 0.06% |
343,818
-58,289
| -14% | -$2.92M |
|
|
ETV
611
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
| $18.7M | 0.06% |
1,331,415
-58,831
| -4% | -$795K |
|
612
State Street
STT
$50.5B
| $18.6M | 0.06% |
253,828
-117,003
| -32% | -$8.2M |
|
613
Avery Dennison
AVY
$13.2B
| $18.6M | 0.06% |
370,627
+13,521
| +4% | +$637K |
|
614
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.46B
| $18.6M | 0.06% |
440,500
| – | – |
|
|
ARG
615
DELISTED
Airgas Inc
ARG
| $18.5M | 0.06% |
165,193
+32,395
| +24% | +$3.53M |
|
616
Hyster-Yale Materials Handling
HY
$628M
| $18.5M | 0.06% |
198,279
+192,445
| +3,299% | +$16.8M |
|
|
BYI
617
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
| $18.4M | 0.06% |
235,018
+225,491
| +2,367% | +$16.4M |
|
|
NS
618
DELISTED
NuStar Energy L.P.
NS
| $18.4M | 0.06% |
361,202
+244,724
| +210% | +$11.4M |
|
619
Zimmer Biomet
ZBH
$18.8B
| $18.4M | 0.06% |
203,035
-9,626
| -5% | -$833K |
|
|
MRSH
620
Marsh
MRSH
$92B
| $18.4M | 0.06% |
379,786
+9,779
| +3% | +$453K |
|
|
SCTY
621
DELISTED
SolarCity Corporation
SCTY
| $18.3M | 0.06% |
321,725
+43,003
| +15% | +$2.21M |
|
622
Principal Financial Group
PFG
$24.6B
| $18.3M | 0.06% |
370,515
-106,710
| -22% | -$5.07M |
|
623
Waters Corp
WAT
$36.8B
| $18.3M | 0.06% |
182,615
+26,732
| +17% | +$2.69M |
|
|
BPY
624
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
| $18.2M | 0.06% |
+912,532
| New | +$17.8M |
|
625
GameStop
GME
$8.55B
| $18.2M | 0.06% |
1,475,528
+376,120
| +34% | +$4.82M |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
NMIFOAC
WANY
ACA
Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.