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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYN icon
601
Rayonier
RYN
$6.48B
$16.1M 0.06%
426,811
+7,032
+2% +$270K
FLIR
602
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$16.1M 0.06%
511,725
-40,364
-7% -$1.26M
WAFD icon
603
WaFd
WAFD
$2.76B
$16.1M 0.06%
776,785
+44,926
+6% +$955K
DE icon
604
Deere & Co
DE
$163B
$16M 0.06%
196,889
+25,195
+15% +$2.1M
INCY icon
605
Incyte
INCY
$24B
$16M 0.06%
419,252
+181,077
+76% +$5.35M
EOD
606
Allspring Global Dividend Opportunity Fund
EOD
$281M
$16M 0.06%
2,210,590
-928,479
-30% -$6.93M
VNO icon
607
Vornado Realty Trust
VNO
$7.51B
$15.9M 0.06%
259,211
+6,018
+2% +$373K
WMB icon
608
Williams Companies
WMB
$86.1B
$15.9M 0.06%
438,483
-94,112
-18% -$3.3M
SE
609
DELISTED
Spectra Energy Corp Wi
SE
$15.9M 0.06%
463,570
+62,784
+16% +$2.17M
TSS
610
DELISTED
Total System Services, Inc.
TSS
$15.8M 0.06%
536,226
+29,327
+6% +$810K
VAC icon
611
Marriott Vacations Worldwide
VAC
$3.35B
$15.7M 0.06%
357,932
+119,370
+50% +$5.32M
CMG icon
612
Chipotle Mexican Grill
CMG
$47.4B
$15.7M 0.06%
1,833,150
-1,524,550
-45% -$12.3M
NSL
613
DELISTED
NUVEEN SENIOR INCM FD
NSL
$15.7M 0.06%
2,186,227
-135,368
-6% -$980K
STWD icon
614
Starwood Property Trust
STWD
$5.92B
$15.7M 0.06%
810,637
+584,196
+258% +$11.7M
POST icon
615
Post Holdings
POST
$4.09B
$15.7M 0.06%
592,794
+121,646
+26% +$3.55M
NTG
616
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$15.7M 0.06%
57,820
+8,122
+16% +$2.31M
AES icon
617
AES
AES
$10.5B
$15.6M 0.06%
1,173,641
+74,371
+7% +$954K
ITUB icon
618
Itaú Unibanco
ITUB
$93.6B
$15.6M 0.06%
3,028,432
-290,364
-9% -$1.36M
HTR
619
DELISTED
Brookfield Total Return Fund Inc
HTR
$15.6M 0.06%
679,325
-21,732
-3% -$500K
MAC icon
620
Macerich
MAC
$7.34B
$15.6M 0.06%
275,920
+78,688
+40% +$4.72M
AEO icon
621
American Eagle Outfitters
AEO
$2.99B
$15.6M 0.06%
1,112,424
+786,737
+242% +$13.2M
AVY icon
622
Avery Dennison
AVY
$13.2B
$15.5M 0.06%
357,106
+37,908
+12% +$1.68M
ETY icon
623
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
$15.5M 0.06%
1,537,887
-12,146
-0.8% -$126K
CLGX
624
DELISTED
Corelogic, Inc.
CLGX
$15.5M 0.06%
572,306
-49,485
-8% -$1.33M
FMBI
625
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$15.5M 0.06%
1,024,396
-50,857
-5% -$772K
23 24
25
26 27

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.