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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+17.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.3B
AUM Growth
+$469M
Cap. Flow
-$1.01B
Cap. Flow %
-8.19%
Top 10 Hldgs %
12.23%
Holding
2,300
New
143
Increased
869
Reduced
1,140
Closed
137

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$26M
2
AMZN icon
Amazon
AMZN
+$16.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.1M
4
AAPL icon
Apple
AAPL
+$12.7M
5
MDU icon
MDU Resources
MDU
+$10.3M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$71M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$18.3M
3
SHPG
Shire pic
SHPG
+$12M
4
AEE icon
Ameren
AEE
+$11.1M
5
KMI icon
Kinder Morgan
KMI
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 14.29%
2 Healthcare 11.07%
3 Financials 10.11%
4 Consumer Discretionary 7.98%
5 Industrials 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONB icon
576
Old National Bancorp
ONB
$10.2B
$5.36M 0.04%
326,815
-9,138
-3% -$153K
EXAS
577
DELISTED
Exact Sciences
EXAS
$5.36M 0.04%
61,827
-9,418
-13% -$802K
TSS
578
DELISTED
Total System Services, Inc.
TSS
$5.33M 0.04%
56,061
+28,663
+105% +$2.59M
TCOM icon
579
Trip.com Group
TCOM
$29B
$5.32M 0.04%
121,750
-6,991
-5% -$245K
NML
580
Neuberger Energy Infrastructure and Income Fund Inc
NML
$572M
$5.3M 0.04%
665,535
-27,900
-4% -$214K
PHD
581
DELISTED
Pioneer Floating Rate Fund
PHD
$5.29M 0.04%
508,563
+15,253
+3% +$159K
MHN
582
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$5.28M 0.04%
408,520
+6,091
+2% +$76.1K
TCPC icon
583
BlackRock TCP Capital
TCPC
$342M
$5.27M 0.04%
371,804
+19,305
+5% +$275K
FIS icon
584
Fidelity National Information Services
FIS
$21.9B
$5.24M 0.04%
46,340
-15,928
-26% -$1.7M
FFIV icon
585
F5
FFIV
$22.8B
$5.23M 0.04%
33,342
+3,900
+13% +$628K
IIM icon
586
Invesco Value Municipal Income Trust
IIM
$599M
$5.23M 0.04%
362,553
+35,825
+11% +$514K
WCG
587
DELISTED
Wellcare Health Plans, Inc.
WCG
$5.22M 0.04%
19,367
-7,171
-27% -$1.85M
FCPT icon
588
Four Corners Property Trust
FCPT
$2.75B
$5.22M 0.04%
176,330
+156,013
+768% +$4.32M
AVA icon
589
Avista
AVA
$3.25B
$5.21M 0.04%
128,390
+104,112
+429% +$4.28M
PFPT
590
DELISTED
Proofpoint, Inc.
PFPT
$5.2M 0.04%
42,826
+8,532
+25% +$936K
EXPE icon
591
Expedia Group
EXPE
$37.1B
$5.19M 0.04%
43,629
-2,957
-6% -$359K
NZF icon
592
Nuveen Municipal Credit Income Fund
NZF
$2.44B
$5.18M 0.04%
343,449
+62,226
+22% +$896K
BLUE
593
DELISTED
bluebird bio
BLUE
$5.16M 0.04%
2,534
-380
-13% -$669K
NXJ
594
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$5.16M 0.04%
372,265
-12,315
-3% -$165K
HSBC.PRA
595
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$5.15M 0.04%
200,000
– –
NKTR icon
596
Nektar Therapeutics
NKTR
$2.57B
$5.14M 0.04%
10,208
+590
+6% +$350K
BP icon
597
BP
BP
$108B
$5.13M 0.04%
119,238
-24,788
-17% -$1.02M
MIE
598
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$5.1M 0.04%
541,895
+20,345
+4% +$184K
FLRN icon
599
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$5.1M 0.04%
166,045
+44,850
+37% +$1.37M
VKI icon
600
Invesco Advantage Municipal Income Trust II
VKI
$401M
$5.09M 0.04%
472,797
-7,005
-1% -$73.9K
22 23
24
25 26

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2019 Portfolio in Review

As of Q1 2019, Guggenheim Capital held 2,300 positions worth $12.3B, up 4% from $11.8B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $1.01B in Q1 2019, closing 137 positions and reducing 1,140 holdings. Its most notable exit was Twenty-First Century Fox, Inc. Class A, an estimated $18.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in AXIS Capital worth $7.58M.

  • Guggenheim Capital's largest Q1 2019 buy was AXIS Capital: 138,467 shares worth $7.58M.
  • Guggenheim Capital added most to Microsoft in Q1 2019, an estimated $26M increase.
  • Guggenheim Capital's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $71M.
  • Guggenheim Capital fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $18.3M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.3B portfolio in Q1 2019.
  • Guggenheim Capital opened 143 new positions and closed 137 in Q1 2019.
  • Guggenheim Capital's portfolio value rose 4% quarter-over-quarter to $12.3B.

Based on Guggenheim Capital's 13F filing for Q1 2019, filed 15 May 2019.