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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVC
576
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$20M 0.06%
1,114,902
+137,880
+14% +$2.23M
NWL icon
577
Newell Brands
NWL
$2.7B
$19.9M 0.06%
614,580
-353,066
-36% -$10.5M
WEN icon
578
Wendy's
WEN
$1.43B
$19.9M 0.06%
2,277,424
+2,124,670
+1,391% +$18.2M
EXXI
579
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$19.8M 0.06%
733,490
+348,780
+91% +$10M
DVA icon
580
DaVita
DVA
$15B
$19.8M 0.06%
311,784
-62,145
-17% -$3.65M
EWP icon
581
iShares MSCI Spain ETF
EWP
$2.14B
$19.7M 0.06%
510,100
– –
EHI
582
Western Asset Global High Income Fund
EHI
$176M
$19.6M 0.06%
1,599,527
-162,291
-9% -$2M
LH icon
583
Labcorp
LH
$24.9B
$19.6M 0.06%
249,326
+41,762
+20% +$3.56M
FTI icon
584
TechnipFMC
FTI
$27.1B
$19.5M 0.06%
502,897
+87,996
+21% +$3.42M
QEP
585
DELISTED
QEP RESOURCES, INC.
QEP
$19.5M 0.06%
635,010
+112,186
+21% +$3.52M
TSCO icon
586
Tractor Supply
TSCO
$16.8B
$19.4M 0.06%
1,253,630
+428,755
+52% +$6.13M
DVN icon
587
Devon Energy
DVN
$51.4B
$19.4M 0.06%
313,712
+26,442
+9% +$1.62M
WAB icon
588
Wabtec
WAB
$50.1B
$19.4M 0.06%
261,272
+83,780
+47% +$5.63M
ANV
589
DELISTED
Allied Nevada Gold Corp
ANV
$19.3M 0.06%
5,441,991
-186,518
-3% -$699K
VAR
590
DELISTED
Varian Medical Systems, Inc.
VAR
$19.3M 0.06%
283,175
+24,380
+9% +$1.62M
CHRW icon
591
C.H. Robinson
CHRW
$17.3B
$19.3M 0.06%
330,297
+39,438
+14% +$2.32M
AWK icon
592
American Water Works
AWK
$26.1B
$19.3M 0.06%
455,826
-16,278
-3% -$682K
MAS icon
593
Masco
MAS
$14.7B
$19.2M 0.06%
960,883
-2,407
-0.2% -$44.8K
JACK icon
594
Jack in the Box
JACK
$324M
$19.2M 0.06%
383,169
-414,395
-52% -$18.3M
SRCL
595
DELISTED
Stericycle Inc
SRCL
$19.1M 0.06%
164,832
-17,038
-9% -$1.99M
EXPD icon
596
Expeditors International
EXPD
$22.3B
$19.1M 0.06%
432,678
-20,041
-4% -$875K
CEB
597
DELISTED
CEB Inc.
CEB
$19.1M 0.06%
247,196
+244,015
+7,671% +$17.9M
PLD icon
598
Prologis
PLD
$135B
$19M 0.06%
515,143
+61,490
+14% +$2.37M
OMC icon
599
Omnicom Group
OMC
$21.7B
$18.9M 0.06%
254,502
+46,708
+22% +$3.21M
MTB icon
600
M&T Bank
MTB
$36.2B
$18.9M 0.06%
162,329
+46,829
+41% +$5.32M
22 23
24
25 26

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.