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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAP
551
The Gap Inc
GAP
$7.38B
$21.1M 0.06%
539,910
-239,765
-31% -$9.39M
ORI icon
552
Old Republic International
ORI
$10.6B
$21.1M 0.06%
1,220,053
+1,093,236
+862% +$17.9M
EQR icon
553
Equity Residential
EQR
$25.3B
$21.1M 0.06%
406,149
+43,962
+12% +$2.32M
LQD icon
554
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$21M 0.06%
183,920
-5,505
-3% -$629K
PII icon
555
Polaris
PII
$4.02B
$20.9M 0.06%
143,689
-12,804
-8% -$1.71M
RF icon
556
Regions Financial
RF
$26.9B
$20.8M 0.06%
2,102,451
-956,559
-31% -$9.21M
BBY icon
557
Best Buy
BBY
$18B
$20.8M 0.06%
521,200
-29,607
-5% -$1.21M
CFN
558
DELISTED
CAREFUSION CORPORATION
CFN
$20.7M 0.06%
520,616
+58,292
+13% +$2.27M
AEE icon
559
Ameren
AEE
$30.3B
$20.7M 0.06%
571,861
-59,035
-9% -$2.12M
PSA icon
560
Public Storage
PSA
$60.9B
$20.6M 0.06%
137,176
+16,129
+13% +$2.58M
CATY icon
561
Cathay General Bancorp
CATY
$4.27B
$20.6M 0.06%
772,211
+52,166
+7% +$1.32M
DNR
562
DELISTED
Denbury Resources, Inc.
DNR
$20.6M 0.06%
1,254,602
-91,720
-7% -$1.62M
TTE icon
563
TotalEnergies
TTE
$194B
$20.6M 0.06%
336,134
+49,376
+17% +$2.94M
IFF icon
564
International Flavors & Fragrances
IFF
$20.6B
$20.6M 0.06%
239,110
+54,847
+30% +$4.65M
GSK icon
565
GSK
GSK
$103B
$20.5M 0.06%
307,614
+15,722
+5% +$1.02M
LRCX icon
566
Lam Research
LRCX
$369B
$20.5M 0.06%
3,765,880
+536,920
+17% +$2.82M
TYC
567
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$20.3M 0.06%
472,166
+63,361
+15% +$2.46M
APTV icon
568
Aptiv
APTV
$12.1B
$20.3M 0.06%
337,229
-134,740
-29% -$7.79M
JMF
569
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$20.3M 0.06%
1,036,445
-105,449
-9% -$1.98M
TFC icon
570
Truist Financial
TFC
$63.4B
$20.3M 0.06%
542,714
+88,007
+19% +$3.04M
LEN icon
571
Lennar Class A
LEN
$20.5B
$20.2M 0.06%
536,082
+41,076
+8% +$1.39M
CHK
572
DELISTED
Chesapeake Energy Corporation
CHK
$20.2M 0.06%
3,926
-1,361
-26% -$6.91M
ESND
573
DELISTED
Essendant Inc.
ESND
$20.1M 0.06%
438,809
-42,503
-9% -$1.87M
KEX icon
574
Kirby Corp
KEX
$6.98B
$20.1M 0.06%
202,033
+171,145
+554% +$15.7M
RL icon
575
Ralph Lauren
RL
$22.6B
$20.1M 0.06%
113,553
+22,938
+25% +$3.91M
21 22
23
24 25

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.