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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
First American
FAF
$7.7B
| $17.1M | 0.06% |
703,018
-51,316
| -7% | -$1.14M |
|
552
TechnipFMC
FTI
$27.1B
| $17.1M | 0.06% |
414,901
-68,314
| -14% | -$2.81M |
|
|
STI
553
DELISTED
SunTrust Banks, Inc.
STI
| $17.1M | 0.06% |
527,145
+28,785
| +6% | +$974K |
|
|
ETFC
554
DELISTED
E*Trade Financial Corporation
ETFC
| $17.1M | 0.06% |
1,034,772
-162,064
| -14% | -$2.42M |
|
555
Prologis
PLD
$135B
| $17.1M | 0.06% |
453,653
-73,494
| -14% | -$2.77M |
|
556
Jacobs Solutions
J
$16.4B
| $17.1M | 0.06% |
354,604
+48,704
| +16% | +$2.37M |
|
|
CFN
557
DELISTED
CAREFUSION CORPORATION
CFN
| $17.1M | 0.06% |
462,324
+69,506
| +18% | +$2.59M |
|
558
Morgan Stanley
MS
$332B
| $17M | 0.06% |
632,404
+77,942
| +14% | +$2.09M |
|
|
CAM
559
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
| $17M | 0.06% |
291,992
+44,798
| +18% | +$2.67M |
|
|
SIAL
560
DELISTED
SIGMA - ALDRICH CORP
SIAL
| $17M | 0.06% |
199,720
+32,195
| +19% | +$2.71M |
|
561
EQT Corp
EQT
$33.5B
| $17M | 0.06% |
351,209
+57,667
| +20% | +$2.68M |
|
562
Zimmer Biomet
ZBH
$18.8B
| $17M | 0.06% |
212,661
+26,679
| +14% | +$2.1M |
|
|
VAR
563
DELISTED
Varian Medical Systems, Inc.
VAR
| $17M | 0.06% |
258,795
+54,126
| +26% | +$3.43M |
|
564
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.46B
| $16.9M | 0.06% |
+440,500
| New | +$16M |
|
|
CVD
565
DELISTED
COVANCE INC.
CVD
| $16.9M | 0.06% |
195,596
+167,383
| +593% | +$13.8M |
|
566
Dentsply Sirona
XRAY
$2.83B
| $16.9M | 0.06% |
389,547
+53,189
| +16% | +$2.27M |
|
|
SVC
567
Service Properties Trust
SVC
$1.02B
| $16.9M | 0.06% |
120,271
+37,231
| +45% | +$5.15M |
|
568
Baytex Energy
BTE
$3.1B
| $16.9M | 0.06% |
409,035
+187,488
| +85% | +$7.55M |
|
569
Sempra
SRE
$57.3B
| $16.9M | 0.06% |
394,398
+14,492
| +4% | +$616K |
|
570
F5
FFIV
$23.1B
| $16.9M | 0.06% |
196,663
+12,452
| +7% | +$1.06M |
|
571
Cathay General Bancorp
CATY
$4.27B
| $16.8M | 0.06% |
720,045
+13,771
| +2% | +$318K |
|
|
KSU
572
DELISTED
Kansas City Southern
KSU
| $16.8M | 0.06% |
153,589
+35,782
| +30% | +$3.93M |
|
|
JWN
573
DELISTED
Nordstrom
JWN
| $16.8M | 0.06% |
298,473
+50,988
| +21% | +$3.01M |
|
|
TEG
574
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
| $16.8M | 0.06% |
299,984
+77,359
| +35% | +$4.54M |
|
|
JRO
575
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
| $16.7M | 0.06% |
1,352,153
+457,849
| +51% | +$5.72M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.