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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGLD icon
526
Royal Gold
RGLD
$17.1B
$22.1M 0.07%
480,020
+351,487
+273% +$16.6M
FMER
527
DELISTED
FIRSTMERIT CORP
FMER
$22.1M 0.07%
994,671
+36,842
+4% +$828K
CMI icon
528
Cummins
CMI
$89.5B
$22.1M 0.07%
156,815
-5,327
-3% -$707K
D icon
529
Dominion Energy
D
$60.5B
$22M 0.07%
339,428
-1,111
-0.3% -$71.5K
FLIR
530
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$21.9M 0.07%
728,688
+216,963
+42% +$6.41M
SM icon
531
SM Energy
SM
$7.66B
$21.9M 0.07%
263,853
+23,908
+10% +$2.04M
SN
532
DELISTED
Sanchez Energy Corporation
SN
$21.9M 0.07%
893,579
+1,028
+0.1% +$27.3K
ZTS icon
533
Zoetis
ZTS
$32.3B
$21.9M 0.07%
668,813
-30,107
-4% -$960K
GRMN
534
Garmin
GRMN
$58.8B
$21.8M 0.07%
472,345
+69,567
+17% +$3.3M
JNPR
535
DELISTED
Juniper Networks
JNPR
$21.7M 0.07%
961,771
-15,870
-2% -$322K
SYK icon
536
Stryker
SYK
$131B
$21.7M 0.07%
288,306
+14,646
+5% +$1.07M
BEAM
537
DELISTED
BEAM INC COM STK (DE)
BEAM
$21.6M 0.07%
316,701
+27,552
+10% +$1.86M
URBN icon
538
Urban Outfitters
URBN
$6.65B
$21.6M 0.07%
580,272
+46,613
+9% +$1.75M
GL icon
539
Globe Life
GL
$14.3B
$21.5M 0.07%
413,124
+103,521
+33% +$5.16M
MBT
540
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$21.4M 0.07%
991,344
+593,900
+149% +$13M
FMBI
541
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$21.4M 0.07%
1,221,927
+197,531
+19% +$3.34M
JOY
542
DELISTED
Joy Global Inc
JOY
$21.4M 0.07%
365,985
+108,784
+42% +$5.99M
FAST icon
543
Fastenal
FAST
$55.2B
$21.4M 0.07%
1,799,984
+350,724
+24% +$4.21M
ATI icon
544
ATI
ATI
$26.4B
$21.3M 0.06%
598,983
+31,772
+6% +$1.05M
PHD
545
DELISTED
Pioneer Floating Rate Fund
PHD
$21.3M 0.06%
1,675,241
-291,777
-15% -$3.63M
HCBK
546
DELISTED
HUDSON CITY BANCORP INC
HCBK
$21.3M 0.06%
2,257,227
+741,150
+49% +$6.8M
DGX icon
547
Quest Diagnostics
DGX
$25.6B
$21.2M 0.06%
396,204
+96,288
+32% +$5.71M
TSS
548
DELISTED
Total System Services, Inc.
TSS
$21.2M 0.06%
636,256
+100,030
+19% +$3.07M
NUE icon
549
Nucor
NUE
$59.5B
$21.2M 0.06%
396,312
+85,610
+28% +$4.42M
CCI icon
550
Crown Castle
CCI
$33.5B
$21.1M 0.06%
288,014
-27,068
-9% -$2M
20 21
22
23 24

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.