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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WP
501
DELISTED
Worldpay, Inc.
WP
$24.9M 0.07%
823,282
-15,521
-2% -$487K
TSS
502
DELISTED
Total System Services, Inc.
TSS
$24.9M 0.07%
817,874
+181,618
+29% +$5.58M
TTP
503
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$24.9M 0.07%
213,479
-7,179
-3% -$814K
AVY icon
504
Avery Dennison
AVY
$13.3B
$24.8M 0.07%
490,341
+119,714
+32% +$5.97M
EQR icon
505
Equity Residential
EQR
$25.4B
$24.8M 0.07%
427,728
+21,579
+5% +$1.22M
GL icon
506
Globe Life
GL
$14.3B
$24.7M 0.07%
471,639
+58,515
+14% +$3M
VTRS icon
507
Viatris
VTRS
$20.7B
$24.6M 0.07%
502,882
-71,681
-12% -$3.48M
AZO icon
508
AutoZone
AZO
$49.4B
$24.6M 0.07%
45,711
-2,071
-4% -$1.07M
NGG icon
509
National Grid
NGG
$80.8B
$24.5M 0.07%
370,118
+115,023
+45% +$7.41M
CSX icon
510
CSX Corp
CSX
$94.6B
$24.5M 0.07%
2,536,968
+152,667
+6% +$1.42M
L icon
511
Loews
L
$23.7B
$24.5M 0.07%
556,105
+68,434
+14% +$3.06M
MJN
512
DELISTED
Mead Johnson Nutrition Company
MJN
$24.5M 0.07%
294,448
+30,333
+11% +$2.46M
WBA
513
DELISTED
Walgreens Boots Alliance
WBA
$24.4M 0.07%
369,707
-66,595
-15% -$4.19M
PCYC
514
DELISTED
PHARMACYCLICS INC
PCYC
$24.2M 0.07%
241,963
+139,763
+137% +$18.2M
SGI
515
Somnigroup International
SGI
$14.6B
$24M 0.07%
1,893,668
+86,680
+5% +$1.08M
DNR
516
DELISTED
Denbury Resources, Inc.
DNR
$23.9M 0.07%
1,459,343
+204,741
+16% +$3.33M
GBAB
517
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$386M
$23.9M 0.07%
+1,154,388
New +$23.6M
CLF icon
518
Cleveland-Cliffs
CLF
$7.02B
$23.9M 0.07%
1,168,819
+250,324
+27% +$5.18M
GHC icon
519
Graham Holdings Company
GHC
$5.13B
$23.9M 0.07%
56,152
-719
-1% -$293K
VAC icon
520
Marriott Vacations Worldwide
VAC
$3.41B
$23.8M 0.07%
425,530
-16,464
-4% -$851K
AWK icon
521
American Water Works
AWK
$26.7B
$23.7M 0.07%
522,955
+67,129
+15% +$2.9M
LEA icon
522
Lear
LEA
$6.24B
$23.7M 0.07%
283,258
+207,367
+273% +$16.5M
GD icon
523
General Dynamics
GD
$104B
$23.7M 0.07%
217,500
-18,928
-8% -$1.96M
UAL icon
524
United Airlines
UAL
$43B
$23.7M 0.07%
530,373
+422,485
+392% +$19M
PSA icon
525
Public Storage
PSA
$61B
$23.7M 0.07%
140,457
+3,281
+2% +$531K
19 20
21
22 23

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.