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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMS
501
DELISTED
Bemis
BMS
$18.5M 0.07%
474,734
+88,598
+23% +$3.59M
M icon
502
Macy's
M
$6.53B
$18.5M 0.07%
427,879
+61,831
+17% +$2.89M
TMO icon
503
Thermo Fisher Scientific
TMO
$213B
$18.5M 0.07%
200,871
-7,782
-4% -$704K
NTI
504
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$18.5M 0.07%
938,423
-126,319
-12% -$2.8M
BWXT icon
505
BWX Technologies
BWXT
$15.5B
$18.5M 0.07%
766,929
-695
-0.1% -$15.7K
SYK icon
506
Stryker
SYK
$125B
$18.5M 0.07%
273,660
+1,668
+0.6% +$115K
SXC icon
507
SunCoke Energy
SXC
$720M
$18.4M 0.07%
1,081,687
+360,924
+50% +$5.74M
XL
508
DELISTED
XL Group Ltd.
XL
$18.4M 0.07%
595,843
+123,813
+26% +$3.85M
FE icon
509
FirstEnergy
FE
$28B
$18.4M 0.07%
503,483
+51,463
+11% +$1.93M
FTR
510
DELISTED
Frontier Communications Corp.
FTR
$18.3M 0.07%
293,144
+79,098
+37% +$5.15M
UNM icon
511
Unum
UNM
$13.6B
$18.3M 0.07%
602,134
+34,866
+6% +$1.07M
GSK icon
512
GSK
GSK
$104B
$18.3M 0.07%
291,892
+15,649
+6% +$1.01M
STJ
513
DELISTED
St Jude Medical
STJ
$18.3M 0.07%
340,740
+8,696
+3% +$448K
BBWI icon
514
Bath & Body Works
BBWI
$4.06B
$18.3M 0.07%
370,021
+34,010
+10% +$1.56M
FAST icon
515
Fastenal
FAST
$54.7B
$18.2M 0.07%
1,449,260
-715,004
-33% -$8.47M
GRMN
516
Garmin
GRMN
$56.7B
$18.2M 0.07%
402,778
-170,862
-30% -$6.79M
ETV
517
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$18.2M 0.07%
1,390,246
-49,594
-3% -$657K
MOS icon
518
The Mosaic Company
MOS
$7.03B
$18.1M 0.07%
421,556
+136,819
+48% +$6.37M
CEM
519
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$18M 0.06%
135,427
+248
+0.2% +$33.8K
ETN icon
520
Eaton
ETN
$161B
$18M 0.06%
261,829
+38,620
+17% +$2.59M
BF.B icon
521
Brown-Forman Class B
BF.B
$13.2B
$18M 0.06%
826,431
+153,734
+23% +$3.46M
MAS icon
522
Masco
MAS
$14.1B
$18M 0.06%
963,290
+142,477
+17% +$2.54M
BEAV
523
DELISTED
B/E Aerospace Inc
BEAV
$18M 0.06%
336,294
+72,591
+28% +$3.69M
CJES
524
DELISTED
C&J ENERGY SVCS LTD
CJES
$18M 0.06%
894,095
-9,709
-1% -$200K
PRGO icon
525
Perrigo
PRGO
$1.4B
$17.8M 0.06%
144,527
+31,966
+28% +$3.99M
19 20
21
22 23

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.