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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RAI
476
DELISTED
Reynolds American Inc
RAI
| $23.8M | 0.07% |
950,170
-79,370
| -8% | -$2M |
|
|
GBAB
477
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$386M
| – | – |
0
| – | – |
|
478
Amphenol
APH
$214B
| $23.7M | 0.07% |
2,127,920
-135,656
| -6% | -$1.4M |
|
479
Ventas
VTR
$47.3B
| $23.7M | 0.07% |
362,442
+84,253
| +30% | +$5.85M |
|
480
Nuveen Floating Rate Income Fund
JFR
$1.24B
| $23.6M | 0.07% |
1,981,085
-196,248
| -9% | -$2.34M |
|
481
Loews
L
$23.6B
| $23.5M | 0.07% |
487,671
+139,916
| +40% | +$6.69M |
|
482
Pinnacle West Capital
PNW
$12.3B
| $23.5M | 0.07% |
444,163
+146,795
| +49% | +$8.04M |
|
483
Mohawk Industries
MHK
$9.28B
| $23.5M | 0.07% |
157,678
+144,185
| +1,069% | +$19.7M |
|
484
VEON
VEON
$3.76B
| $23.5M | 0.07% |
72,518
+39,071
| +117% | +$12.5M |
|
485
Jacobs Solutions
J
$17B
| $23.4M | 0.07% |
449,137
+94,533
| +27% | +$4.68M |
|
486
Sherwin-Williams
SHW
$88.9B
| $23.4M | 0.07% |
382,398
-92,721
| -20% | -$5.68M |
|
|
RHT
487
DELISTED
Red Hat Inc
RHT
| $23.3M | 0.07% |
416,463
+108,304
| +35% | +$5.02M |
|
488
Marriott Vacations Worldwide
VAC
$3.47B
| $23.3M | 0.07% |
441,994
+84,062
| +23% | +$4.22M |
|
489
Kayne Anderson Energy Infrastructure Fund
KYN
$2.37B
| $23.3M | 0.07% |
584,460
+28,077
| +5% | +$1.03M |
|
490
Toll Brothers
TOL
$14.5B
| $23.3M | 0.07% |
629,282
+366,986
| +140% | +$12.2M |
|
|
RDS.A
491
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $23.2M | 0.07% |
349,023
+245,867
| +238% | +$15.4M |
|
492
Microchip Technology
MCHP
$42.6B
| $23.2M | 0.07% |
1,037,360
-226,484
| -18% | -$4.75M |
|
|
RDC
493
DELISTED
Rowan Companies Plc
RDC
| $23.2M | 0.07% |
656,285
+241,909
| +58% | +$8.64M |
|
494
Omega Healthcare
OHI
$14.5B
| $23.1M | 0.07% |
776,173
+73,442
| +10% | +$2.33M |
|
495
Motorola Solutions
MSI
$73B
| $23.1M | 0.07% |
342,407
+30,144
| +10% | +$1.92M |
|
496
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
| $23.1M | 0.07% |
1,580,565
-403,617
| -20% | -$5.88M |
|
497
Akamai
AKAM
$18.1B
| $23.1M | 0.07% |
489,366
-131,450
| -21% | -$6.2M |
|
|
CADE
498
DELISTED
Cadence Bank
CADE
| $23.1M | 0.07% |
906,841
+850,531
| +1,510% | +$19.4M |
|
|
TYY
499
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
| $23M | 0.07% |
705,630
-50,342
| -7% | -$1.62M |
|
|
STI
500
DELISTED
SunTrust Banks, Inc.
STI
| $23M | 0.07% |
624,791
+97,646
| +19% | +$3.4M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.