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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
476
Clorox
CLX
$12.8B
$19.1M 0.07%
233,436
+31,465
+16% +$2.66M
VTA
477
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$18.9M 0.07%
1,473,413
+193,484
+15% +$2.47M
CAT icon
478
Caterpillar
CAT
$401B
$18.9M 0.07%
227,248
-45,651
-17% -$3.86M
R icon
479
Ryder
R
$10.2B
$18.9M 0.07%
317,204
+74,891
+31% +$4.5M
TWTC
480
DELISTED
TW TELECOM INC CL A COM
TWTC
$18.9M 0.07%
631,313
+381,464
+153% +$11.2M
PCP
481
DELISTED
PRECISION CASTPARTS CORP
PCP
$18.8M 0.07%
82,811
+35,442
+75% +$8M
NWSA icon
482
News Corp Class A
NWSA
$15.7B
$18.8M 0.07%
+1,168,574
New +$18.7M
OKE icon
483
Oneok
OKE
$55B
$18.8M 0.07%
402,107
+63,617
+19% +$2.76M
STRZA
484
DELISTED
Starz - Series A
STRZA
$18.7M 0.07%
665,860
+213,940
+47% +$5.27M
RHI icon
485
Robert Half
RHI
$4.15B
$18.7M 0.07%
479,202
-10,323
-2% -$380K
AGN
486
DELISTED
Allergan Inc
AGN
$18.7M 0.07%
206,756
+58,474
+39% +$5.25M
BEAM
487
DELISTED
BEAM INC COM STK (DE)
BEAM
$18.7M 0.07%
289,149
+35,138
+14% +$2.26M
UFS
488
DELISTED
DOMTAR CORPORATION (New)
UFS
$18.7M 0.07%
470,234
+216,800
+86% +$7.7M
BLK icon
489
Blackrock
BLK
$176B
$18.6M 0.07%
68,912
+8,078
+13% +$2.19M
NI icon
490
NiSource
NI
$20.6B
$18.6M 0.07%
1,536,404
+515,330
+50% +$6.1M
EW icon
491
Edwards Lifesciences
EW
$51.2B
$18.6M 0.07%
1,604,712
+277,368
+21% +$3.24M
DGI
492
DELISTED
DigitalGlobe Inc.
DGI
$18.6M 0.07%
586,800
+22,439
+4% +$719K
PCG icon
493
PG&E
PCG
$37.9B
$18.5M 0.07%
453,246
+11,937
+3% +$519K
MSI icon
494
Motorola Solutions
MSI
$72.7B
$18.5M 0.07%
312,263
+52,065
+20% +$2.99M
TNL icon
495
Travel + Leisure Co
TNL
$4.77B
$18.5M 0.07%
673,528
+32,607
+5% +$893K
DGX icon
496
Quest Diagnostics
DGX
$26B
$18.5M 0.07%
299,916
+79,834
+36% +$4.78M
MJN
497
DELISTED
Mead Johnson Nutrition Company
MJN
$18.5M 0.07%
249,515
+62,200
+33% +$4.66M
NRG icon
498
NRG Energy
NRG
$25.5B
$18.5M 0.07%
677,963
+77,664
+13% +$2.1M
FIS icon
499
Fidelity National Information Services
FIS
$22.1B
$18.5M 0.07%
398,962
+50,563
+15% +$2.29M
SM icon
500
SM Energy
SM
$6.96B
$18.5M 0.07%
239,945
+221,654
+1,212% +$15.3M
18 19
20
21 22

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.