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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
451
Xcel Energy
XEL
$48.5B
$24.7M 0.08%
885,730
-88,108
-9% -$2.49M
MS icon
452
Morgan Stanley
MS
$332B
$24.7M 0.08%
788,445
+156,041
+25% +$4.64M
EXPE icon
453
Expedia Group
EXPE
$35.8B
$24.7M 0.08%
354,434
+11,985
+3% +$705K
CCL icon
454
Carnival Corporation Ltd
CCL
$39.4B
$24.7M 0.08%
614,179
+222,098
+57% +$7.84M
UNM icon
455
Unum
UNM
$14.3B
$24.7M 0.07%
703,055
+100,921
+17% +$3.3M
A icon
456
Agilent Technologies
A
$39.5B
$24.6M 0.07%
601,667
-594,616
-50% -$22.6M
AAMC
457
DELISTED
Altisource Asset Management Corp
AAMC
$24.5M 0.07%
+44,827
New +$19.1M
EQT icon
458
EQT Corp
EQT
$33.5B
$24.5M 0.07%
501,082
+149,873
+43% +$7.08M
JWN
459
DELISTED
Nordstrom
JWN
$24.5M 0.07%
396,127
+97,654
+33% +$5.88M
BEAV
460
DELISTED
B/E Aerospace Inc
BEAV
$24.4M 0.07%
387,893
+51,599
+15% +$3.08M
SGI
461
Somnigroup International
SGI
$14B
$24.4M 0.07%
1,806,988
+1,681,580
+1,341% +$19.3M
DE icon
462
Deere & Co
DE
$163B
$24.4M 0.07%
266,862
+69,973
+36% +$5.92M
DGI
463
DELISTED
DigitalGlobe Inc.
DGI
$24.4M 0.07%
591,747
+4,947
+0.8% +$178K
MDU icon
464
MDU Resources
MDU
$4.2B
$24.3M 0.07%
2,093,449
-40,926
-2% -$461K
XLNX
465
DELISTED
Xilinx Inc
XLNX
$24.3M 0.07%
529,041
+110,206
+26% +$4.96M
PNC icon
466
PNC Financial Services
PNC
$100B
$24.2M 0.07%
312,045
+4,631
+2% +$347K
RITM icon
467
Rithm Capital
RITM
$5.62B
$24.2M 0.07%
1,811,703
+1,725,806
+2,009% +$22.3M
BEN icon
468
Franklin Resources
BEN
$18.3B
$24.2M 0.07%
419,081
-100,020
-19% -$5.39M
CAT icon
469
Caterpillar
CAT
$382B
$24.1M 0.07%
265,357
+38,109
+17% +$3.25M
PCG icon
470
PG&E
PCG
$38.4B
$24.1M 0.07%
598,276
+145,030
+32% +$5.94M
CLF icon
471
Cleveland-Cliffs
CLF
$6.4B
$24.1M 0.07%
918,495
-40,082
-4% -$989K
CME icon
472
CME Group
CME
$95.7B
$23.9M 0.07%
304,301
-24,506
-7% -$1.92M
BF.B icon
473
Brown-Forman Class B
BF.B
$12.8B
$23.8M 0.07%
985,028
+158,597
+19% +$3.72M
SPY icon
474
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$23.8M 0.07%
129,000
-514,100
-80% -$91M
ISRG icon
475
Intuitive Surgical
ISRG
$135B
$23.8M 0.07%
557,568
-44,451
-7% -$1.87M
17 18
19
20 21

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.