We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
451
L3Harris
LHX
$51.7B
$19.7M 0.07%
331,876
+30,763
+10% +$1.71M
CLF icon
452
Cleveland-Cliffs
CLF
$6.4B
$19.7M 0.07%
958,577
-22,758
-2% -$468K
YUM icon
453
Yum! Brands
YUM
$40.6B
$19.6M 0.07%
382,542
+84,168
+28% +$4.37M
URBN icon
454
Urban Outfitters
URBN
$6.65B
$19.6M 0.07%
533,659
+125,163
+31% +$5.14M
XLNX
455
DELISTED
Xilinx Inc
XLNX
$19.6M 0.07%
418,835
+14,918
+4% +$671K
GD icon
456
General Dynamics
GD
$103B
$19.6M 0.07%
224,089
+18,148
+9% +$1.54M
VTR icon
457
Ventas
VTR
$46.6B
$19.5M 0.07%
278,189
+59,681
+27% +$4.43M
THC icon
458
Tenet Healthcare
THC
$20.1B
$19.5M 0.07%
474,228
+122,881
+35% +$5.14M
HII icon
459
Huntington Ingalls Industries
HII
$12.8B
$19.5M 0.07%
289,575
+91,545
+46% +$5.84M
AWK icon
460
American Water Works
AWK
$26.1B
$19.5M 0.07%
472,104
-5,676
-1% -$235K
DINO icon
461
HF Sinclair
DINO
$15.8B
$19.5M 0.07%
462,763
+27,083
+6% +$1.18M
EL icon
462
Estee Lauder
EL
$30.6B
$19.5M 0.07%
278,678
+55,419
+25% +$3.75M
COF icon
463
Capital One
COF
$134B
$19.5M 0.07%
283,324
-6,284
-2% -$423K
FISV
464
Fiserv Inc
FISV
$29B
$19.4M 0.07%
769,352
+90,228
+13% +$2.18M
PSA icon
465
Public Storage
PSA
$60.9B
$19.4M 0.07%
121,047
-11,017
-8% -$1.75M
JNPR
466
DELISTED
Juniper Networks
JNPR
$19.4M 0.07%
977,641
+339,044
+53% +$6.99M
EQR icon
467
Equity Residential
EQR
$25.3B
$19.4M 0.07%
362,187
-107,245
-23% -$5.91M
AA icon
468
Alcoa
AA
$11.8B
$19.3M 0.07%
989,285
+150,093
+18% +$2.9M
GSM icon
469
FerroAtlántica
GSM
$607M
$19.3M 0.07%
1,250,687
+138,028
+12% +$1.76M
JSD
470
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$19.3M 0.07%
1,008,131
+9,930
+1% +$192K
LUMN icon
471
Lumen
LUMN
$6.65B
$19.2M 0.07%
612,399
+148,087
+32% +$5.04M
HYV
472
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
$19.2M 0.07%
1,584,044
-228,772
-13% -$2.73M
KIM icon
473
Kimco Realty
KIM
$17.1B
$19.1M 0.07%
948,930
+214,004
+29% +$4.56M
ADSK icon
474
Autodesk
ADSK
$49.6B
$19.1M 0.07%
464,647
+69,600
+18% +$2.57M
DHI icon
475
D.R. Horton
DHI
$41B
$19.1M 0.07%
982,304
+275,203
+39% +$5.45M
17 18
19
20 21

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.