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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLN icon
426
Olin
OLN
$2.53B
$32.7M 0.08%
1,216,589
-478,475
-28% -$13.2M
WELL icon
427
Welltower
WELL
$170B
$32.7M 0.08%
521,703
-54,264
-9% -$3.41M
FISV
428
Fiserv Inc
FISV
$28.8B
$32.7M 0.08%
1,083,334
+90,394
+9% +$2.68M
SCHW
429
Charles Schwab
SCHW
$181B
$32.4M 0.08%
1,203,575
+100,071
+9% +$2.63M
SPG icon
430
Simon Property Group
SPG
$74.7B
$32.4M 0.08%
194,738
+2,068
+1% +$338K
NLY icon
431
Annaly Capital Management
NLY
$17.3B
$32.4M 0.08%
707,983
+336,041
+90% +$15.5M
L icon
432
Loews
L
$23.9B
$32.3M 0.08%
734,537
+178,432
+32% +$7.79M
WBD icon
433
Warner Bros
WBD
$63.9B
$32.2M 0.08%
847,671
+108,295
+15% +$4.26M
PRGO icon
434
Perrigo
PRGO
$1.43B
$32.2M 0.08%
220,706
+39,857
+22% +$5.65M
BGC
435
DELISTED
General Cable Corporation
BGC
$32.2M 0.08%
1,253,613
-384,045
-23% -$9.66M
JCI icon
436
Johnson Controls International
JCI
$87.8B
$32.1M 0.08%
614,258
-16,494
-3% -$820K
LFCR icon
437
Lifecore Biomedical
LFCR
$164M
$32.1M 0.08%
2,567,672
+22,118
+0.9% +$260K
TTP
438
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$32M 0.08%
225,027
+11,548
+5% +$1.48M
KIM icon
439
Kimco Realty
KIM
$17.2B
$32M 0.08%
1,392,610
+119,360
+9% +$2.71M
ADI icon
440
Analog Devices
ADI
$179B
$32M 0.08%
591,440
-37,053
-6% -$1.96M
NSC icon
441
Norfolk Southern
NSC
$75B
$32M 0.08%
310,212
+20,884
+7% +$2.05M
CST
442
DELISTED
CST Brands, Inc.
CST
$31.9M 0.08%
925,825
-23,482
-2% -$763K
CTXS
443
DELISTED
Citrix Systems Inc
CTXS
$31.9M 0.08%
639,746
-792
-0.1% -$38.1K
MKC icon
444
McCormick & Company Non-Voting
MKC
$13.7B
$31.7M 0.08%
886,412
+81,000
+10% +$2.89M
ABT icon
445
Abbott
ABT
$183B
$31.7M 0.08%
774,548
-114,515
-13% -$4.5M
CJES
446
DELISTED
C&J ENERGY SVCS LTD
CJES
$31.6M 0.08%
934,369
-11,502
-1% -$353K
WTFC icon
447
Wintrust Financial
WTFC
$10.8B
$31.6M 0.08%
686,032
+21,455
+3% +$973K
MCHP icon
448
Microchip Technology
MCHP
$40.7B
$31.5M 0.08%
1,292,546
+78,992
+7% +$1.88M
PBI icon
449
Pitney Bowes
PBI
$2.46B
$31.4M 0.08%
1,138,553
+75,663
+7% +$2.01M
ALTR
450
DELISTED
Altera Corp
ALTR
$31.4M 0.08%
904,623
+56,089
+7% +$1.9M
16 17
18
19 20

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.