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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTR
426
DELISTED
Altera Corp
ALTR
$20.7M 0.07%
556,340
+21,724
+4% +$779K
BBY icon
427
Best Buy
BBY
$17.8B
$20.7M 0.07%
550,807
-24,374
-4% -$810K
HON icon
428
Honeywell
HON
$77.6B
$20.6M 0.07%
276,399
+94,513
+52% +$7.01M
TEX icon
429
Terex
TEX
$7.34B
$20.6M 0.07%
613,682
+49,792
+9% +$1.51M
NBL
430
DELISTED
Noble Energy, Inc.
NBL
$20.6M 0.07%
306,705
+18,997
+7% +$1.22M
FNFG
431
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$20.5M 0.07%
1,980,614
-580,925
-23% -$6.04M
PFG icon
432
Principal Financial Group
PFG
$24.6B
$20.4M 0.07%
477,225
+12,050
+3% +$502K
ALK icon
433
Alaska Air
ALK
$5.53B
$20.4M 0.07%
652,334
+71,006
+12% +$2.12M
GAS
434
DELISTED
AGL Resources Inc
GAS
$20.4M 0.07%
443,709
+59,446
+15% +$2.68M
CCEP icon
435
Coca-Cola Europacific Partners
CCEP
$47.7B
$20.3M 0.07%
504,158
+31,271
+7% +$1.19M
PII icon
436
Polaris
PII
$4.03B
$20.2M 0.07%
156,493
+13,022
+9% +$1.46M
LMOS
437
DELISTED
Lumos Networks Corp
LMOS
$20.2M 0.07%
932,099
+334,509
+56% +$5.99M
LKQ icon
438
LKQ Corp
LKQ
$5.89B
$20.2M 0.07%
632,528
+9,642
+2% +$278K
PGR icon
439
Progressive
PGR
$122B
$20.1M 0.07%
739,332
+251,678
+52% +$6.53M
ORLY icon
440
O'Reilly Automotive
ORLY
$73.4B
$20.1M 0.07%
2,364,105
+143,130
+6% +$1.17M
GT icon
441
Goodyear
GT
$2.01B
$20.1M 0.07%
893,999
-23,348
-3% -$447K
WHR icon
442
Whirlpool
WHR
$2.57B
$20.1M 0.07%
137,031
+17,607
+15% +$2.33M
MON
443
DELISTED
Monsanto Co
MON
$20M 0.07%
191,792
+40,632
+27% +$4.08M
HOG icon
444
Harley-Davidson
HOG
$2.64B
$20M 0.07%
310,861
+49,263
+19% +$2.91M
KYN icon
445
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
$19.9M 0.07%
556,383
+80,223
+17% +$2.89M
EXPD icon
446
Expeditors International
EXPD
$22.1B
$19.9M 0.07%
452,719
+121,535
+37% +$5.04M
CTXS
447
DELISTED
Citrix Systems Inc
CTXS
$19.8M 0.07%
352,599
+45,988
+15% +$2.57M
NVDA icon
448
NVIDIA
NVDA
$5.03T
$19.8M 0.07%
50,804,520
-24,540,760
-33% -$9.12M
LYB icon
449
LyondellBasell Industries
LYB
$19.7B
$19.7M 0.07%
269,579
+35,503
+15% +$2.47M
FMC icon
450
FMC
FMC
$1.3B
$19.7M 0.07%
316,772
+62,743
+25% +$3.6M
16 17
18
19 20

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.