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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
401
Welltower
WELL
$169B
$26.7M 0.08%
498,241
-47,497
-9% -$2.82M
SPG icon
402
Simon Property Group
SPG
$74.4B
$26.7M 0.08%
186,385
+9,611
+5% +$1.38M
SLXP
403
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$26.7M 0.08%
296,571
+190,860
+181% +$15.2M
WEC icon
404
WEC Energy
WEC
$35.7B
$26.6M 0.08%
644,278
+68,923
+12% +$2.86M
SWK icon
405
Stanley Black & Decker
SWK
$14.3B
$26.6M 0.08%
329,754
+99,196
+43% +$8.12M
FLS icon
406
Flowserve
FLS
$9.71B
$26.5M 0.08%
336,522
+91,976
+38% +$6.37M
PBCT
407
DELISTED
People's United Financial Inc
PBCT
$26.5M 0.08%
1,752,475
-418,602
-19% -$6.15M
KLAC icon
408
KLA
KLAC
$239B
$26.5M 0.08%
4,109,230
-1,648,200
-29% -$10.4M
CMS icon
409
CMS Energy
CMS
$22.6B
$26.4M 0.08%
987,363
+195,723
+25% +$5.27M
MKC icon
410
McCormick & Company Non-Voting
MKC
$13.7B
$26.4M 0.08%
766,946
+84,520
+12% +$2.88M
UHS icon
411
Universal Health Services
UHS
$10.2B
$26.3M 0.08%
324,138
-264,280
-45% -$21.1M
DTE icon
412
DTE Energy
DTE
$29.5B
$26.3M 0.08%
465,500
+11,586
+3% +$664K
GAS
413
DELISTED
AGL Resources Inc
GAS
$26.3M 0.08%
556,381
+112,672
+25% +$5.25M
HIG icon
414
Hartford Financial Services
HIG
$38.9B
$26.2M 0.08%
723,145
+56,912
+9% +$1.96M
APD icon
415
Air Products & Chemicals
APD
$65.7B
$26.2M 0.08%
252,984
+21,057
+9% +$2.12M
DO
416
DELISTED
Diamond Offshore Drilling
DO
$26.2M 0.08%
459,627
+100,618
+28% +$6.06M
R icon
417
Ryder
R
$9.83B
$26.1M 0.08%
353,617
+36,413
+11% +$2.41M
ICE icon
418
Intercontinental Exchange
ICE
$85.6B
$26.1M 0.08%
579,880
+230,125
+66% +$9.48M
PARA
419
DELISTED
Paramount Global Class B
PARA
$26.1M 0.08%
409,180
+20,093
+5% +$1.18M
ALTR
420
DELISTED
Altera Corp
ALTR
$26.1M 0.08%
801,333
+244,993
+44% +$8.2M
EA icon
421
Electronic Arts
EA
$53B
$26.1M 0.08%
1,135,692
+482,864
+74% +$11.6M
RHI icon
422
Robert Half
RHI
$3.87B
$26M 0.08%
620,249
+141,047
+29% +$5.55M
ESV
423
DELISTED
Ensco Rowan plc
ESV
$26M 0.08%
113,744
+38,317
+51% +$8.85M
NBL
424
DELISTED
Noble Energy, Inc.
NBL
$26M 0.08%
381,933
+75,228
+25% +$5.33M
M icon
425
Macy's
M
$6.53B
$26M 0.08%
486,116
+58,237
+14% +$2.82M
15 16
17
18 19

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.